Summary of Enforcement Actions (7/1/2010 - 7/31/2010)

The Department of Real Estate is a licensing and regulatory agency empowered to seek disciplinary action through the State Office of Administrative Hearings against licensees who violate specific sections of the State Business and Professions Code. We also are empowered to file orders to desist and refrain against licensed and unlicensed individuals and entities. Available on this report are the following listings: disciplinary actions initiated against real estate licensees; filed orders to desist and refrain from unlawful activities; decisions on petition applications to reinstate/remove restrictions from licenses; applications for licenses that have been denied and/or were issued restricted licenses; and licenses that have been voluntarily surrendered.

NOTE: Click on the headings to sort by a specific column.

H-NUMBER CITATION NO REGION ACTION NAME LICENSE TYPE ADDRESS PLEAD EFFECTIVE VIOLATIONS TYPE
H33244LALos AngelesReinstatement DeniedQuinteros, TatihanaBroker Officer1224 E KATELLA AVE STE 207 ORANGE, CA 928675/12/20087/16/2010B&P 10176(a), B&P 10177(g), B&P 10148, Reg 2834, Reg 2831, B&P 10159.5, B&P 10176(i), Reg 2951, Reg 2950(d), Reg 2843, B&P 10159.2, Reg 2832, Reg 2831.1, B&P 10137, Reg 2950(h), Reg 2731, Reg 2725, B&P 10177(h), B&P 10177(d), B&P 10145, Reg 2950(e), Reg 2840.1, Reg 2831.2, B&P 10240Transactional Accusation
H33774LALos AngelesRemoval of Restrictions GrantedEspinoza, Jose DoloresBroker78115 CALLE ESTADO STE 203 LA QUINTA, CA 92253-39198/15/20077/8/2010B&P 10177(b), B&P 480(a)Statement of Issues
H03617SDSacramentoRemoval of Restrictions GrantedMcNew, Autumn LeighN/A3253 MT TAMI DR SAN DIEGO, CA 921111/8/20077/14/2010Statement of Issues
H03618SDSacramentoRemoval of Restrictions GrantedLord, Lynda MargueriteN/A6550 PONTO DR #58 CARLSBAD, CA 920111/8/20077/14/2010Statement of Issues
H03892SACSacramentoReinstatement GrantedGordon, Steven DuaneN/A4787 MINERS COVE CIR LOOMIS, CA 956502/23/20047/14/2010B&P 10177(b), B&P 490Rap Accusation
H05322SACSacramentoOutright RevocationAchari, Yogesh NadanSalesperson9245 LAGUNA SPRINGS DR STE 273 ELK GROVE, CA 9575812/29/20097/15/2010B&P 10177(b), B&P 490Rap Accusation
H05328SACSacramentoOutright RevocationCook, Jarod MichaelSalesperson2108 GREAT DIVIDE WY ROCKLIN, CA 957651/6/20107/12/2010B&P 10177(b), B&P 490Rap Accusation
H05337SACSacramentoDenial with Restricted License by Order HearingBasi, Harminder SinghN/A259 MISSISSIPPI DR YUBA CITY, CA 959911/25/20107/6/2010B&P 10177(b), B&P 480(a)Statement of Issues
H05341SACSacramentoOutright RevocationVan, Thanh TanSalesperson2652 BLOSSOM CIRCLE STOCKTON, CA 952122/1/20107/12/2010B&P 10177(b), B&P 490Rap Accusation
H05350SACSacramentoOutright Denial of ApplicationSharif, AliN/A366 GRAND AVENUE #305 OAKLAND, CA 946102/24/20107/29/2010B&P 10177(b), B&P 480(a), B&P 10177(a), B&P 480(c)Statement of Issues
H05351SACSacramentoDenial with Restricted License by Order HearingOlmsted, Carol SujinN/A2715 SHERIDAN WAY SACRAMENTO, CA 958212/24/20107/12/2010B&P 10177(b), B&P 480(a)Statement of Issues
H36232LALos AngelesOutright RevocationPrudent Realty & Financial Services Inc, Corporation9/10/20097/14/2010B&P 10176(a), B&P 10177(g), B&P 10176(i), B&P 10177(d)Transactional Accusation
H36232LALos AngelesRevocation with Restricted LicenseMathews, Susan C MSalesperson Officer2641 EVELYN AVE WEST COVINA, CA 917929/10/20097/14/2010B&P 10176(a), B&P 10177(g), B&P 10176(i), B&P 10177(d)Transactional Accusation
H36236LALos AngelesRevocation with Restricted LicensePhan, Thien ViN/A15926 MT MATTERHORN ST FOUNTAIN VALLEY, CA 927089/10/20097/12/2010B&P 10177(b)Rap Accusation
H36282LALos AngelesOutright RevocationSingh, GurjeetBroker8624 RESEDA BLVD NORTHRIDGE, CA 913249/29/20097/19/2010B&P 10177(b)Rap Accusation
H36314LALos AngelesOutright RevocationAlfaro, Marlon AlexanderN/A10/22/20097/15/2010B&P 10177(g), B&P 10130, B&P 10177(j), B&P 10131(d), B&P 10177(d)Transactional Accusation
H36320LALos AngelesOutright Denial of ApplicationReys, LevN/A10/26/20097/27/2010B&P 10177(b), B&P 480(a), B&P 475(a)(2)Statement of Issues
H36323LALos AngelesOutright RevocationRobinson, Kelley OmarSalesperson5628 MARBURN AVE LOS ANGELES, CA 9004310/27/20097/7/2010B&P 10177(b), B&P 10177(a), B&P 498, B&P 490Rap Accusation
H36338LALos AngelesOutright Denial of ApplicationWhitmore, Megan DSalesperson11/3/20097/21/2010B&P 475(a)(1), B&P 10177(b), B&P 10177(a), B&P 480(a), B&P 475(a)(2), B&P 480(c)Statement of Issues
H36342LALos AngelesSuspension[with stay]Lewis, Joseph MauriceBroker1732 AVIATION BLVD #315 REDONDO BEACH, CA 9027811/4/20097/22/2010B&P 10177(g), B&P 10162, Reg 2715, B&P 10165, B&P 10177(d)Transactional Accusation
H35349LALos AngelesOutright RevocationLuzal Inc, Corporation411 N CENTRAL AVE STE B UPLAND, CA 917869/26/20087/7/2010B&P 10177(g), B&P 10177(d)Other
H35571LALos AngelesOutright RevocationAvalos, SindeyBroker Officer19321 FAIRHAVEN EXT COWAN HEIGHTS, CA 927054/1/20097/19/2010Reg 2970, B&P 10177(g), Reg 2972, B&P 10146, Reg 2831, B&P 10176(i), B&P 10177(j), B&P 10159.2, Reg 2831.1, B&P 10177(d), B&P 10177(h), B&P 10145, Reg 2831.2, B&P 10085, B&P 10176(e)/2835(a)Audit Accusation
H35571LALos AngelesOutright RevocationFirst Housing Of America Inc, Corporation2911 S BRISTOL ST #B SANTA ANA, CA 92704- 4/1/20097/8/2010Reg 2970, B&P 10177(g), Reg 2972, B&P 10177(f), B&P 10146, Reg 2835, B&P 10176(e), Reg 2831, B&P 10176(i), B&P 10177(j), Reg 2831.1, B&P 10177(d), B&P 10145, Reg 2831.2, B&P 10085Audit Accusation
H35571LALos AngelesOutright RevocationHome Owners Assistance, Corporation4/1/20097/8/2010Reg 2970, B&P 10177(g), Reg 2972, B&P 10146, Reg 2835, B&P 10177(f), B&P 10176(e), Reg 2831, B&P 10130, B&P 10176(i), B&P 10177(j), Reg 2831.1, B&P 10177(d), B&P 10145, Reg 2831.2, B&P 10085Audit Accusation
H35571LALos AngelesOutright RevocationToro, Dean EricBroker Officer3213 SOUTH DOUGLAS STREET SANTA ANA, CA 927044/1/20097/8/2010Reg 2970, B&P 10177(g), Reg 2972, B&P 10176(a), B&P 10146, Reg 2835, B&P 10176(c), B&P 10176(e), Reg 2831, B&P 10130, B&P 10176(i), B&P 10177(j), B&P 10159.2, Reg 2831.1, B&P 10177(d), B&P 10177(h), B&P 10145, B&P 10137, Reg 2831.2, B&P 10176(b), B&P 10085Audit Accusation
H35650LALos AngelesOutright RevocationBarry, MichelleSalesperson1/27/20097/19/2010B&P 10177(b)Rap Accusation
H35661LALos AngelesOutright RevocationGutierrez, Jose HSalesperson8280 FLORENCE #150 DOWNEY, CA 902401/28/20097/19/2010B&P 10177(b)Rap Accusation
H35663LALos AngelesRevocation with Restricted LicenseDe Lorenzo, Cristina AmeliaSalesperson Officer616 W HART PL MONTEBELLO, CA 906406/14/20107/14/2010B&P 10177(g), B&P 10176(g), Reg 2831, Reg 2840, Reg 2831.1, B&P 10236.4(b), B&P 10145, B&P 10137, B&P 10177(d), B&P 10177(h), B&P 10240Audit Accusation
H35743LALos AngelesOutright RevocationJ&R First Plus Financial Inc, Corporation1616 EAST 4TH ST #230 SANTA ANA, CA 927013/4/20097/26/2010B&P 10177(f), Reg 2742, B&P 10177(d)Transactional Accusation
H35808LALos AngelesOutright RevocationMoreno, FredSalesperson16490 CANELONES DR HACIENDA HEIGHTS, CA 91745- 3/26/20097/27/2010B&P 10176(a), B&P 10177(g), B&P 10177(f), B&P 10176(i), B&P 10177(j)Transactional Accusation
H35808LALos AngelesOutright RevocationMoreno, Margaret GarciaSalesperson16490 CANELONES DR HACIENDA HEIGHTS, CA 917453/26/20097/27/2010B&P 10176(a), B&P 10177(g), B&P 10177(f), B&P 10176(i), B&P 10177(j)Transactional Accusation
H35808LALos AngelesOutright RevocationNieto, AngelicaSalesperson3/26/20097/27/2010B&P 10176(a), B&P 10177(g), B&P 10177(f), B&P 10176(i), B&P 10177(j)Transactional Accusation
H35808LALos AngelesOutright RevocationRobinson, Joseph WileySalesperson15405 BARATA ST HACIENDA HEIGHTS, CA 917453/26/20097/27/2010B&P 10176(a), B&P 10177(g), B&P 10177(f), B&P 10176(i), B&P 10177(j)Transactional Accusation
H34173LALos AngelesD&R Service - Unable to EffectIncore Group Inc, Corporation23332 MILL CREEK DR #155 LAGUNA HILLS, CA 926538/7/20077/19/2010B&P 10145(g), B&P 10176(e), B&P 10240Desist & Refrain
H34791LALos AngelesSuspension No StayRomero, Daniel LouisSalesperson2547 COOLIDGE AVENUE LOS ANGELES, CA 90064-00004/2/20087/21/2010B&P 10177(k)Rap Accusation
H34879LALos AngelesSuspension No StayGutierrez, Michael LawrenceSalesperson3738 LINWOOD PL RIVERSIDE, CA 925064/29/20087/21/2010B&P 10177(k)Rap Accusation
H02411FRSacramentoOutright RevocationAmerilty Inc, Corporation4960 ALMADEN EXPRESSWAY STE 232 SAN JOSE, CA 951188/5/20097/15/2010B&P 10241, B&P 10148, B&P 10130, B&P 10177(d), B&P 10137, B&P 10240Transactional Accusation
H02411FRSacramentoOutright RevocationDe Leon, Vince AugustineBroker Officer1000 NO LONGER IN BUSINESS CALISTOGA, CA 945158/5/20097/15/2010B&P 10130, B&P 10159.2, B&P 10177(d), B&P 10137, B&P 10177(h)Transactional Accusation
H02440FRSacramentoOutright RevocationCabrera, JoseSalespersonPO BOX 297 HOLLISTER, CA 950241/21/20107/6/2010B&P 10177(b), B&P 490Rap Accusation
H02449FRSacramentoOutright RevocationMoralez Hernandez, LauraSalesperson703 POLCETTO CT LOS BANOS, CA 936352/16/20107/7/2010B&P 10177(b), B&P 490Rap Accusation
H02460FRSacramentoDenial with Restricted License by StipulationFarley, Lawrence StephenN/A316 CALIFORNIA AVENUE PMB 828 RENO, NV 895097/13/20107/7/2010B&P 10177(f), B&P 10177(b), B&P 10177(a), B&P 480(a), B&P 480(c)Statement of Issues
H02474FRSacramentoDenial with Restricted License by StipulationFrazier, Kenneth BrianN/A7/29/20107/27/2010B&P 10177(b), B&P 480(a)Statement of Issues
H36465LALos AngelesD&R Service Effected - Per SerHernandez, DagobertoN/A2/17/20107/30/2010B&P 10131(d), B&P 10086, B&P 10085Desist & Refrain
H36471LALos AngelesOutright RevocationSpectrum Capital Services Inc, Corporation1/18/20117/19/2010B&P 10176(a), B&P 10177(g), B&P 10176(i), B&P 10137, B&P 10177(d)Transactional Accusation
H36495LALos AngelesVoluntary License SurrenderNetDirect Mortgage Corporation, Corporation7/2/20107/22/2010B&P 10177(f), B&P 10177(d), Reg 2742(c)Transactional Accusation
H36503LALos AngelesOutright RevocationSouthCoast Mortgage Company Inc, Corporation500 EAST CARSON ST #207 CARSON, CA 907453/28/20117/13/2010B&P 10176(a), B&P 10177(g), B&P 10148, B&P 10137, B&P 10177(d)Transactional Accusation
H36517LALos AngelesOutright RevocationHamilton, Norman EtheredgeSalesperson10827 LEOLANG AVE SUNLAND, CA 910403/21/20107/22/2010B&P 10177(b), B&P 490Rap Accusation
H36525LALos AngelesOutright RevocationAbbott, Devon EileenSalesperson1129 EAST IMPERIAL HWY PLACENTIA, CA 928703/21/20107/26/2010B&P 10177(b), B&P 490Rap Accusation
H36559LALos AngelesOutright RevocationPalmer, Leonardo ESalesperson3/27/20107/29/2010B&P 10177(b), B&P 490Rap Accusation
H05279SACSacramentoOutright RevocationMcCoy, Patty JeanSalesperson6887 CROSSWOOD CIR CITRUS HEIGHTS, CA 9562110/20/20097/20/2010B&P 10177(b), B&P 490Rap Accusation
H05301SACSacramentoOutright RevocationBurkhalter, James BentonBroker2867 HIGHGRADE ST PLACERVILLE, CA 9566711/12/20097/12/2010B&P 10177(b), B&P 490Rap Accusation
H36602LALos AngelesOutright RevocationGonzalez, MarianoBroker Officer12631 IMPERIAL HWY C 105 SANTA FE SPRINGS, CA 906704/21/20107/21/2010Reg 2832.1, B&P 10177(g), B&P 10176(a), Reg 2834, Reg 2835, B&P 10148, Reg 2831, B&P 10176(i), Reg 2832, B&P 10159.2, B&P 10145, B&P 10177(d), B&P 10177(h), Reg 2831.2Audit Accusation
H36602LALos AngelesOutright RevocationThe Pro Vista Group Inc, Corporation4/21/20107/21/2010Reg 2832.1, B&P 10177(g), B&P 10176(a), Reg 2834, Reg 2835, B&P 10148, Reg 2831, B&P 10176(e), B&P 10176(i), B&P 10145, B&P 10177(d), Reg 2831.2Audit Accusation
H36355LALos AngelesOutright Denial of ApplicationPadilla, HermanN/A11/12/20097/22/2010B&P 10177(b)Statement of Issues
H36375LALos AngelesOutright Denial of ApplicationPadilla, GilbertN/A12/7/20097/21/2010B&P 10177(b), B&P 10177(a)Statement of Issues
H36387LALos AngelesOutright Denial of ApplicationGitmed, John DN/A12/16/20097/27/2010B&P 475(a)(1), B&P 10177(b), B&P 10177(a), B&P 480(a), B&P 475(a)(2), B&P 480(c)Statement of Issues
H36403LALos AngelesOutright Denial of ApplicationMiddione, Angelo JeromeSalesperson35367 DATE PALM STREET WINCHESTER, CA 925961/5/20107/21/2010B&P 10177(f), B&P 10177(b), B&P 10177(a)Statement of Issues
H36410LALos AngelesDenial with Restricted License by Order HearingMartin, Juan ManuelN/A4622 152ND ST LAWNDALE, CA 902601/12/20107/12/2010B&P 10177(b), B&P 480(a)(1), B&P 475(a)(2)Statement of Issues
H36427LALos AngelesOutright Denial of ApplicationGaladzhyan, HarutyunN/A1/19/20107/22/2010B&P 10177(b), B&P 480(a)(1), B&P 475(a)(2)Statement of Issues
H36446LALos AngelesOutright RevocationGold, Stephen WardBroker1572O VENTURA BLV # 400 ENCINO, CA 914362/1/20107/19/2010B&P 10177.5Transactional Accusation
H04653SACSacramentoOutright RevocationThomas, FrancescaSalesperson3336 BRADSHAW RD #215 SACRAMENTO, CA 958271/19/20077/15/2010B&P 10176(a), B&P 10177(g), B&P 10176(i), B&P 10177(j), B&P 10137, B&P 10177(d)Transactional Accusation
H04653SACSacramentoRevocation with Restricted LicenseTurner, StephenBroker9918 MINDY LANE WILTON, CA 956931/19/20077/15/2010B&P 10163, Reg 2715, B&P 10165, B&P 10177(d), B&P 10177(h)Transactional Accusation
H04657SACSacramentoOutright RevocationHautamaki, Loren RaySalesperson17 WILD ROSE CT LODI, CA 952421/26/20077/16/2010B&P 10177(b), B&P 490Rap Accusation
H35808LALos AngelesOutright RevocationRoyalCourt Mortgage Inc, Corporation1203 S EUCLID ST ANAHEIM, CA 928023/26/20097/27/2010B&P 10176(a), B&P 10177(g), B&P 10177(f), B&P 10176(i), B&P 10177(j)Transactional Accusation
H35849LALos AngelesReconsideration DeniedGudiel, Clifford JN/A4/9/20097/29/2010B&P 10177(b)Statement of Issues
H35990LALos AngelesOutright RevocationWerner Financial Group Inc, Corporation5/26/20097/26/2010B&P 10177.5Transactional Accusation
H35990LALos AngelesOutright RevocationWerner, Jeffrey DouglasBroker Officer101 N VICTORY BLVD STE G BURBANK, CA 915025/26/20097/26/2010B&P 10177.5Transactional Accusation
H31852LALos AngelesRemoval of Restrictions DeniedGarcia, Alexandra AlmerazSalesperson1317 POST OAK PARK DR #608 HOUSTON, TX 770274/21/20057/16/2010B&P 10177(b), B&P 480(a)Statement of Issues
H32138LALos AngelesReinstatement DeniedFrancis, Thaddeus MichaelSalesperson1484 VERSAILLES DR PALM SPRINGS, CA 922648/16/20057/16/2010B&P 10177(b), B&P 480(a)(1), B&P 475(a)(2)Statement of Issues
H32201LALos AngelesReinstatement DeniedChandra, JagdishBroker1937 AVENIDA DEL OSSA FULLERTON, CA 92833- 9/26/20057/16/2010B&P 10177(b), B&P 490Rap Accusation
H05406SACSacramentoD&R Service - Unable to EffectHenry, E.N/A6/9/20107/1/2010Desist & Refrain
H05406SACSacramentoD&R Service - Unable to EffectNational Financial Assistance Llc, N/A6/9/20107/1/2010Desist & Refrain
H36116LALos AngelesRevocation with Restricted LicenseSchroeder, Lisa LynnSalespersonP O BOX 1072 LONG BEACH, CA 908017/16/20097/12/2010B&P 10177(b), B&P 490Rap Accusation
H36183LALos AngelesD&R Service - Unable to EffectSeny, Isaac DarylBroker19980 VIA NATALIE YORBA LINDA, CA 928878/19/20097/10/2010B&P 10235, Reg 2847.3, Reg 2848Desist & Refrain
H36206LALos AngelesSuspension[with stay]Bindi, Vincent DominicN/A29522 VIA VALVERDE LAGUNA NIGUEL, CA 926776/28/20107/19/2010B&P 10177(h)Transactional Accusation
H36206LALos AngelesSuspension[with stay]NIVI Inc, N/A6/28/20107/19/2010B&P 10177(g), B&P 10085Transactional Accusation
H28484LALos AngelesReinstatement DeniedWong, TonyBroker4/12/20007/16/2010B&P 10177.5Transactional Accusation
H29012LALos AngelesReinstatement DeniedMilbourn, Derrick RudolphSalesperson4/10/20017/16/2010B&P 10177(a), B&P 498Rap Accusation
H29428LALos AngelesReinstatement DeniedSecurity Pacific Mortgage, CorporationCorporationPO BOX 1968 BIG BEAR LAKE, CA 923153/20/20027/16/2010B&P 10177(g), Reg 2832.1, Reg 2831, Reg 2830.1, Reg 2950(d), Reg 2951, B&P 10137, B&P 10145, B&P 10177(d), Reg 2950(g), Reg 2831.2Audit Accusation
H04072SDSacramentoOutright RevocationKucera, John FrancisSalespersonP O BOX 3002 DEL MAR, CA 92014-30313/15/20107/6/2010B&P 10176(i), B&P 10177(b), B&P 10177(j)Rap Accusation
H04076SDSacramentoOutright RevocationHailey, Margaret LeeSalesperson2627 MADISON AVE SAN DIEGO, CA 921163/17/20107/6/2010B&P 10177(k), B&P 10177(b), B&P 490Rap Accusation
H04162SACSacramentoRemoval of Restrictions GrantedVermilyea, James WilliamN/A194 JOHN HENRY CIRCLE FOLSOM, CA 956301/19/20057/14/2010B&P 10177(a), B&P 480(c)Statement of Issues
H04212SACSacramentoRemoval of Restrictions GrantedFriedrichs, Jennifer LynnN/A27238 TABLE MEADOW RD AUBURN, CA 956022/2/20057/14/2010B&P 10177(b), B&P 480(a)Statement of Issues
H04388SACSacramentoReinstatement GrantedRuiz, Minerva YSalesperson1801 PARADISE RD MODESTO, CA 9535811/4/20057/14/2010B&P 10177(b), B&P 490Rap Accusation
H36670LALos AngelesVoluntary License SurrenderLeon, CarolinaSalesperson3916 OLIVE ST HUNTINGTON PARK, CA 90255- 7/1/20107/21/2010B&P 10176(a), B&P 10176(i), B&P 10177(j), B&P 10176(b)Transactional Accusation
H36702LALos AngelesD&R Service - Unable to EffectWaters, Chris JamesonN/A6/29/20107/7/2010B&P 10130Desist & Refrain
H36703LALos AngelesD&R Service - Unable to EffectDadar, AreyoBroker Officer6331 NANCY RIDGE RD #B SAN DIEGO, CA 921216/29/20107/30/2010B&P 10137Desist & Refrain
H36703LALos AngelesD&R Service - Unable to EffectLa Jolla Lending & Real Estate Inc, Corporation1135 GARNET AVE #18 SAN DIEGO, CA 921096/29/20107/8/2010B&P 10137Desist & Refrain
H36713LALos AngelesVoluntary License SurrenderAlvare, AndresSalesperson124 N PARKWOOD AVE PASADENA, CA 911077/2/20107/22/2010Other
H36715LALos AngelesD&R Service Effected - AcknowlMorris Financial Services Inc, N/A7/6/20107/16/2010Reg 2970, B&P 10085Desist & Refrain
H36715LALos AngelesD&R Service Effected - AcknowlMorris, Gregory ScottBroker7/6/20107/16/2010Reg 2970, B&P 10085Desist & Refrain
H36716LALos AngelesDenial with Restricted License by StipulationOsorio, Nelson OmarSalesperson4111 SOUTH MORGANFIELD AVENUE WEST COVINA, CA 917927/16/20107/13/2010B&P 10177(b)Statement of Issues
H36728LALos AngelesDenial with Restricted License by StipulationGrayeli, Homan RobertSalesperson3492 QUEENS CT COSTA MESA, CA 926267/26/20107/26/2010B&P 475(a)(1), B&P 10177(b), B&P 480(a), B&P 10177(a), B&P 475(a)(2), B&P 480(c)Statement of Issues
H36740LALos AngelesD&R Service Effected - Per SerRodriguez, Natalie SueN/A7/29/20107/29/2010B&P 10167.2Desist & Refrain
H10829SFSacramentoOutright RevocationBeasley, Kenneth EdwardBroker Officer390 DIABLO RD STE 130 DANVILLE, CA 9452612/29/20097/20/2010Reg 2831, B&P 10231.2, B&P 10130, B&P 10232.4, Reg 2831.1, Reg 2831(a)(6), Reg 2832, B&P 10177(d), B&P 10145, Reg 2831.2, B&P 10234Audit Accusation
H10855SFSacramentoOutright RevocationDurham, Ronald RaySalesperson2/18/20107/1/2010B&P 10177(b), B&P 490Rap Accusation
H10857SFSacramentoOutright RevocationUbay, Wilfredo DoctoleroSalesperson2/18/20107/1/2010B&P 10177(b), B&P 490Rap Accusation
H10863SFSacramentoOutright RevocationRosenblum, Vladimir LeoSalesperson214 CALISTOGA ROAD SANTA ROSA, CA 954092/25/20107/12/2010B&P 10177(b), B&P 490Rap Accusation
H10880SFSacramentoD&R Service Effected - Per SerTomera, Vincent EugeneBroker Officer3/18/20107/19/2010B&P 10130Desist & Refrain
H10893SFSacramentoOutright RevocationKlossner, Michael AlanSalesperson3/29/20107/12/2010B&P 10177(b), B&P 490Rap Accusation
H10722SFSacramentoSuspension with Stay - Monetary PenaltyMarples & Associates Inc, Corporation8340 BRENTWOOD BLVD BRENTWOOD, CA 945136/23/20107/13/2010Reg 2835, B&P 10148, B&P 10176(e), Reg 2832, B&P 10145, B&P 10177(d), Reg 2831.2Audit Accusation
H10722SFSacramentoSuspension with Stay - Monetary PenaltyMarples, Catherine ChristineBroker Officer8340 BRENTWOOD BLVD BRENTWOOD, CA 945136/23/20107/13/2010Reg 2832.1, B&P 10148, B&P 10159.2, B&P 10145, B&P 10177(d), Reg 2831.2Audit Accusation
H10736SFSacramentoOutright RevocationBT Investment and Loan Inc, Corporation7/22/20097/6/2010B&P 10232.25(d), B&P 10176(a), B&P 10177(g), B&P 10232(e), B&P 10176(c), B&P 10232.5, B&P 10232, B&P 10232.4, B&P 10176(i), B&P 10177(o), B&P 10159.2, B&P 10177(j), B&P 10177(d), B&P 10232.2(c), B&P 10232.2(b)Transactional Accusation
H10736SFSacramentoOutright RevocationParker, Bill MartinBroker Officer31 WAY POINTS RD DANVILLE, CA 945267/22/20097/6/2010B&P 10176(a), B&P 10177(g), B&P 10232.25(d), B&P 10232(e), B&P 10176(c), B&P 10232.5, B&P 10232, B&P 10232.4, B&P 10176(i), B&P 10177(o), B&P 10159.2, B&P 10177(j), B&P 10177(d), B&P 10232.2(c), B&P 10232.2(b)Transactional Accusation
H10764SFSacramentoOutright RevocationVacations By The Sea Inc, Corporation9/25/20097/22/2010Reg 2832.1, Reg 2834, Reg 2831, B&P 10162, Reg 2831.1, Reg 2715, B&P 10145, B&P 10177(d), Reg 2831.2Audit Accusation
H10764SFSacramentoRevocation with Restricted LicenseMoles, Delaine KeeneyOfficerP O BOX 943 APTOS, CA 95001-09439/25/20097/22/2010Reg 2725, B&P 10177(d)Audit Accusation
H10789SFSacramentoOutright RevocationWilliams, Scott RyanSalesperson2010 CROW CANYON PLACE STE 100 SAN RAMON, CA 9458310/24/20097/20/2010B&P 10177(k), B&P 10177(b), B&P 490Rap Accusation
H10825SFSacramentoDenial with Restricted License by Order HearingSalazar Duran, SergioSalesperson1575 ALDRICH WAY SAN JOSE, CA 9512112/29/20097/12/2010B&P 10177(b), B&P 480(a)Statement of Issues
H02382FRSacramentoRevocation with Restricted LicenseBaltazar, Oscar FSalesperson1601 ALTA VISTA DR BAKERSFIELD, CA 933055/6/20097/12/2010B&P 10177(b), B&P 490Rap Accusation
H09575SFSacramentoReconsideration GrantedAlcaraz, Raul PatrickBroker3195 DIABLO SHADOW DRIVE WALNUT CREEK, CA 945988/22/20067/14/2010B&P 10177(b), B&P 490Rap Accusation
H10082SFSacramentoOutright RevocationAtencio, Robert PaulSalesperson2988 GRASSINA ST #327 SAN JOSE, CA 951366/2/20087/15/2010B&P 10177(g), B&P 10176(a), B&P 10176(c), B&P 10176(i)Transactional Accusation
H10082SFSacramentoOutright RevocationNguyen, John TrungSalesperson2062 TREEWOOD LN SAN JOSE, CA 95132- 6/2/20087/15/2010B&P 10176(a), B&P 10177(g), B&P 10176(c), B&P 10176(i)Transactional Accusation
H30926LALos AngelesReinstatement DeniedKrauss, Marie BanN/A935 OXFORD AVE MARINA DEL REY, CA 902925/20/20047/16/2010B&P 10177(b), B&P 490Rap Accusation
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