Summary of Enforcement Actions (9/1/2013 - 9/30/2013)
The Department of Real Estate is a licensing and regulatory agency empowered to seek disciplinary action through the State Office of Administrative Hearings against licensees who violate specific sections of the State Business and Professions Code. We also are empowered to file orders to desist and refrain against licensed and unlicensed individuals and entities. Available on this report are the following listings: disciplinary actions initiated against real estate licensees; filed orders to desist and refrain from unlawful activities; decisions on petition applications to reinstate/remove restrictions from licenses; applications for licenses that have been denied and/or were issued restricted licenses; and licenses that have been voluntarily surrendered.
NOTE: Click on the headings to sort by a specific column.
| H-NUMBER | CITATION NO | REGION | ACTION | NAME | LICENSE TYPE | ADDRESS | PLEAD | EFFECTIVE | VIOLATIONS | TYPE |
|---|---|---|---|---|---|---|---|---|---|---|
| H02310FR | Sacramento | Reinstatement Denied | McKindley, Stephanie Sue | Salesperson | 812 WHITTENDALE ST BAKERSFIELD, CA 93307 | 11/17/2008 | 9/6/2013 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H02730FR | Sacramento | Voluntary License Surrender | Postgate, John William | Broker | , | 8/30/2013 | 9/19/2013 | Reg 2970, Reg 2972, B&P 10130, B&P 10177(d), B&P 10085.5, B&P 10085.6, B&P 10085 | Transactional Accusation | |
| H02787FR | Sacramento | Outright Revocation | Esparza, Pedro | Salesperson | 1434 COFFEE RD MODESTO, CA 95355 | 10/26/2012 | 9/25/2013 | B&P 10177(g), B&P 10177(q), Reg 2970, B&P 10145(c), B&P 10130, B&P 10177(d), B&P 10085.6, Civil Code 2945.4, B&P 10085 | Transactional Accusation | |
| H02819FR | Sacramento | Outright Denial of Application | Singh, Resham Ronald | Salesperson | 4/16/2013 | 9/19/2013 | B&P 10177(b), B&P 480(a), B&P 10177(a), B&P 480(c) | Statement of Issues | ||
| H02835FR | Sacramento | D&R Service Effected - Per Ser | Bailey, Gary D | N/A | 9/19/2013 | 9/23/2013 | Desist & Refrain | |||
| H02848SD | Sacramento | Reinstatement Denied | McQuillen, Jon Scott | Salesperson | 808 OCEAN SURF SOLANA BEACH, CA 92075 | 9/22/2003 | 9/24/2013 | B&P 10177(b), B&P 480(a), B&P 10177(a), B&P 480(c) | Statement of Issues | |
| H03348SD | Sacramento | Removal of Restrictions Granted | Nicholson, Christopher Stephen | Broker | 1130 CAMINO DEL SOL CIR CARLSBAD, CA 92008 | 12/7/2005 | 9/9/2013 | B&P 10177(b), B&P 480(a) | Statement of Issues | |
| H03812SD | Sacramento | Reinstatement Granted | Sayd, Linda | N/A | 1031 BURGA LOOP CHULA VISTA, CA 91910 | 5/15/2008 | 9/6/2013 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H03910SD | Sacramento | Reinstatement Denied | Beckman, Dean A | Salesperson | 48585 REGATA COURT INDIO, CA 92203 | 3/4/2009 | 9/24/2013 | B&P 10177(b), B&P 10177(a), B&P 480(a), B&P 480(c) | Statement of Issues | |
| H03920SD | Sacramento | Reinstatement Denied | Griggs, John Clinton | Salesperson | 1537 SAN BERNARDINO ROAD #F WEST COVINA, CA 91790 | 3/11/2009 | 9/24/2013 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H04390SD | Sacramento | Outright Revocation | Lee, Lana | Salesperson | PO BOX 26608 SAN DIEGO, CA 92196 | 7/30/2012 | 9/5/2013 | B&P 10177(g), B&P 10130, B&P 10177(d) | Audit Accusation | |
| H04403SD | Los Angeles | Outright Revocation | C C & I Inc, | Corporation | 8380 MIRAMAR MALL STE #105 SAN DIEGO, CA 92121 | 8/20/2013 | 9/9/2013 | Reg 2970, Reg 2832.1, Reg 2972, B&P 10146, Reg 2831, B&P 10176(i), Civil Code 2944.7, Reg 2831.1, B&P 10177(d), B&P 10137, Reg 2831.2, Reg 2742(c), B&P 10085 | Other | |
| H04410SD | Sacramento | Outright Revocation | Simpson, Leah Manice | Salesperson | 13162 HWY 8 BUS #155 EL CAJON, CA 92021-1865 | 9/5/2012 | 9/9/2013 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H04455SD | Los Angeles | Suspension with Stay - Monetary Penalty | Hernandez, Mariemilia | Salesperson | 619 E 3RD AVE ESCONDIDO, CA 92025 | 9/4/2013 | 9/24/2013 | B&P 10177(d), B&P 10137 | Transactional Accusation | |
| H04481SD | Los Angeles | Outright Revocation | Mazzarella, Eve Elizabeth | Broker | 550 W C ST STE 700 SAN DIEGO, CA 92101 | 4/9/2013 | 9/30/2013 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H04503SD | Los Angeles | Denial with Restricted License by Stipulation | Ortega, Ryan M | Broker | 9064 CREEKFORD DR LAKESIDE, CA 92040 | 10/18/2013 | 9/10/2013 | B&P 10177(b), B&P 480(a)(1), B&P 475(a)(2) | Statement of Issues | |
| H04516SD | Los Angeles | D&R Service - Unable to Effect | A & B Consultancy Corp., | N/A | 8/29/2013 | 9/10/2013 | B&P 10130 | Desist & Refrain | ||
| H04516SD | Los Angeles | D&R Service Effected - Acknowl | Aaron, Michelle | N/A | 8/29/2013 | 9/9/2013 | B&P 10130 | Desist & Refrain | ||
| H04517SD | Los Angeles | D&R Service - Unable to Effect | Acquired LLC, | N/A | 9/4/2013 | 9/12/2013 | B&P 10130, B&P 10131(d), B&P 10131.2, B&P 10085.5 | Desist & Refrain | ||
| H04942SAC | Sacramento | Reinstatement Denied | Ona, Josue Chavez | Broker | 2341 SANCTUARY DRIVE FAIRFIELD, CA 94534 | 3/12/2008 | 9/10/2013 | B&P 10176(a), B&P 10176(i), B&P 10177(j) | Transactional Accusation | |
| H05352SAC | Sacramento | Removal of Restrictions Denied | Villante, Marilyn | N/A | 9216 DONA LUGO WAY STOCKTON, CA 95210 | 3/30/2010 | 9/9/2013 | B&P 10177(b), B&P 480(a) | Statement of Issues | |
| H05645SAC | Sacramento | Suspension[with stay] | Brown, James William | Broker Officer | 441 DANIEL DRIVE YUBA CITY, CA 95993 | 8/13/2013 | 9/3/2013 | B&P 10177(g), B&P 10163, B&P 10162, B&P 10177(d) | Transactional Accusation | |
| H05854SAC | Sacramento | Suspension with Stay - Monetary Penalty | Legacy Mortgage And Real Estate Inc, | Corporation | 1538 PARKWAY DR FOLSOM, CA 95630 | 8/27/2013 | 9/16/2013 | B&P 10176(a), B&P 10177(g), B&P 10176(c), B&P 10176(i), B&P 10177(j), B&P 10177(d), B&P 10176(b) | Transactional Accusation | |
| H05969SAC | Sacramento | Outright Revocation | New, Aaron Gregory | Broker Officer | 2701 DEL PASO RD #130 SACRAMENTO, CA 95835 | 3/14/2013 | 9/3/2013 | B&P 10177(g), B&P 10159.2, B&P 10177(d), B&P 10177(h) | Audit Accusation | |
| H05994SAC | Sacramento | Outright Revocation | Lordier, William Frank | Salesperson | PO BOX 248 GRASS VALLEY, CA 95945 | 6/6/2013 | 9/9/2013 | B&P 10177(b), B&P 490, B&P 10186.2(a)(1) | Transactional Accusation | |
| H06004SAC | Sacramento | D&R Service Effected - Acknowl | Shasta Properties, Inc., | Corporation | 8/13/2013 | 9/23/2013 | B&P 10130, B&P 10131(b) | Desist & Refrain | ||
| H06004SAC | Sacramento | D&R Service Effected - Acknowl | West, Gina Marie | Salesperson | P O BOX 992603 REDDING, CA 96099 | 8/13/2013 | 9/12/2013 | B&P 10130, B&P 10131(b) | Desist & Refrain | |
| H10093SF | Sacramento | Reinstatement Denied | Duncan, Clay Edward | Officer | 950 JOHN DALY BLVD #200 DALY CITY, CA 94015 | 4/2/2008 | 9/9/2013 | B&P 10177(g), B&P 10159.2, B&P 10177(h), B&P 10177(d) | Audit Accusation | |
| H10875SF | Sacramento | Reinstatement Granted | Ficarra, Lizbeth Morales | Salesperson | P O BOX 2478 CUPERTINO, CA 95015 | 3/17/2010 | 9/10/2013 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H10926SF | Los Angeles | Reinstatement Denied | Gembrin, Timothy Joseph | Salesperson | 738 BONITA AVE PLEASANTON, CA 94566 | 5/17/2010 | 9/9/2013 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H11375SF | Sacramento | Outright Revocation | Sonoma Properties Inc, | Corporation | P O BOX A SONOMA, CA 95476-0169 | 5/14/2012 | 9/30/2013 | B&P 10145(g), B&P 10177(g), Reg 2832.1, B&P 10148, B&P 10140.6, B&P 10159.5, Reg 2831, Reg 2830.1, Reg 2832, Reg 2831.1, B&P 10145(d), B&P 10145, Reg 2731, Reg 2773, B&P 10177(d), Reg 2831.2 | Audit Accusation | |
| H11375SF | Sacramento | Revocation with Restricted License | Mayo, Henry Kiser | Broker Officer | PO BOX A SONOMA, CA 95476 | 5/14/2012 | 9/30/2013 | B&P 10176(g), Reg 2832.1, B&P 10177(g), B&P 10176(i), Reg 2830.1, B&P 10145(d), Reg 2831.1, B&P 10159.2, B&P 10177(d), Reg 2725, B&P 10177(h), B&P 10145 | Audit Accusation | |
| H11375SF | Sacramento | Revocation with Restricted License | Powell, Jennifer Ann | Salesperson | 669 BROADWAY SUITE A SONOMA, CA 95476 | 5/14/2012 | 9/30/2013 | B&P 10176(g), B&P 10177(g), Reg 2832.1, B&P 10176(i), Reg 2830.1, Reg 2831.1, B&P 10177(d) | Audit Accusation | |
| H11439SF | Sacramento | Public Reprovals | Nason, Norman Alan | Broker | 1212 W CLIFF DR SANTA CRUZ, CA 95060 | 8/14/2013 | 9/3/2013 | B&P 10177(g), B&P 10159.2, B&P 10177(h), B&P 10177(d), Reg 2725 | Audit Accusation | |
| H11439SF | Sacramento | Public Reprovals | Saratoga Management Company Inc, | N/A | 8/14/2013 | 9/3/2013 | B&P 10177(g), Reg 2726, Reg 2834, B&P 10163, Reg 2715, Reg 2832, B&P 10145, B&P 10177(d) | Audit Accusation | ||
| H11505SF | Sacramento | Suspension with Stay - Monetary Penalty | Alcaraz, Raul | Broker | 2712 JENNIFER DR CASTRO VALLEY, CA 94546 | 8/26/2013 | 9/16/2013 | B&P 10166.02(a), Reg 2970, Reg 2752, B&P 10166.051, B&P 10161.8, Reg 2753, Reg 2715, B&P 10177(d), B&P 10085.6, B&P 10085 | Audit Accusation | |
| H11508SF | Sacramento | Outright Denial of Application | Fried, Jerome Alexander | N/A | 1/29/2013 | 9/3/2013 | B&P 10177(b), B&P 480(a) | Statement of Issues | ||
| H11529SF | Sacramento | Public Reprovals | Home Loan Service Corporation, | Corporation | 1346 THE ALAMEDA STE 7-119 SAN JOSE, CA 95126-1744 | 8/13/2013 | 9/3/2013 | Reg 2832.1, B&P 10166.051, B&P 10145, B&P 10177(d) | Audit Accusation | |
| H11529SF | Sacramento | Public Reprovals | Knapp, Keith Charles | Broker Officer | 1346 THE ALAMEDA STE 7 119 SAN JOSE, CA 95126 | 8/13/2013 | 9/3/2013 | B&P 10166.051, B&P 10159.2, B&P 10177(d) | Audit Accusation | |
| H11568SF | Sacramento | Voluntary License Surrender | Azevedo, Jodi Michele | Broker | 468 CASA VERDE CIR PETALUMA, CA 94954- | 8/13/2013 | 9/3/2013 | Rap Accusation | ||
| H11581SF | Sacramento | Denial with Restricted License by Stipulation | Rogers, Jason Myung | N/A | 4125 S FIGUEROA ST APT 218 LOS ANGELES, CA 90037 | 10/9/2013 | 9/19/2013 | B&P 10177(b), B&P 480(a) | Other | |
| H11583SF | Sacramento | Denial with Restricted License by Stipulation | Jen, Eric How | N/A | 517 ROCCA AVE SOUTH SAN FRANCISCO, CA 94080 | 9/18/2013 | 9/10/2013 | B&P 10177(b), B&P 480(a)(1) | Other | |
| H11586SF | Sacramento | D&R Service Effected - Acknowl | Duncan, Brad Lyle | Broker Officer | 101 GOLF COURSE DR STE A5 ROHNERT PARK, CA 94928 | 9/23/2013 | 9/26/2013 | B&P 10137 | Desist & Refrain | |
| H11586SF | Sacramento | D&R Service Effected - Acknowl | Rodriguez-Lopez, Oscar Manuel | Salesperson | 101 GOLF COURSE DR STE 212 ROHNERT PARK, CA 94928 | 9/23/2013 | 9/30/2013 | B&P 10130 | Desist & Refrain | |
| H29668LA | Los Angeles | Removal of Restrictions Granted | Vargas, Jay Alexander | Salesperson | 5299 ALTON PKWY IRVINE, CA 92604 | 9/6/2002 | 9/9/2013 | B&P 10177(b), B&P 480(a)(1) | Statement of Issues | |
| H30908LA | Los Angeles | Removal of Restrictions Granted | Perez-Ritchie, Rosario Antionette | Salesperson | 6548 E EL ROBLE ST LONG BEACH, CA 90815 | 5/14/2004 | 9/9/2013 | B&P 10177(b), B&P 480(a)(1) | Statement of Issues | |
| H31849LA | Los Angeles | Removal of Restrictions Granted | Jackson, Stanley Eric | Broker | 519 E KENBRIDGE DR CARSON, CA 90746-1146 | 4/21/2005 | 9/9/2013 | B&P 10177(b), B&P 480(a) | Statement of Issues | |
| H32109LA | Los Angeles | Summary Suspension | De Los Santos, Maria Elena | Salesperson | 22111 BALLINGER ST CHATSWORTH, CA 91311 | 11/17/2005 | 9/9/2013 | B&P 10177(b), B&P 480(a) | Statement of Issues | |
| H32249LA | Los Angeles | Removal of Restrictions Granted | Safdari, Abdullah Brian | Salesperson | 10901 SWEETWATER COURT CHATSWORTH, CA 91311 | 10/13/2005 | 9/9/2013 | B&P 10177(b), B&P 480(a)(1), B&P 475(a)(2) | Statement of Issues | |
| H32403LA | Los Angeles | Removal of Restrictions Granted | Martirosian, Lucine | Salesperson | 15641 ODYSSEY DR #65 GRANADA HILLS, CA 91344 | 1/18/2006 | 9/9/2013 | B&P 10177(b), B&P 480(a), B&P 475(a)(2) | Statement of Issues | |
| H32502LA | Los Angeles | Reinstatement Denied | Mack, Alero Odell | Salesperson | 2403 WEST 132ND ST LOS ANGELES, CA 90059 | 2/10/2006 | 9/24/2013 | B&P 10176(a), B&P 10177.5, B&P 10130, B&P 10177(j), B&P 10177(d) | Transactional Accusation | |
| H34644LA | Los Angeles | Other Order | Pozo, Gilmer K | Broker Officer | 11540 E AVENUE R 2 LITTLEROCK, CA 93543 | 6/16/2009 | 9/19/2013 | Reg 2832.1, B&P 10177(g), B&P 10176(a), B&P 10241, Reg 2726, Reg 2950(f), Reg 2840, Reg 2950(d), Reg 2951, B&P 10176(i), B&P 10177(j), B&P 10160, Reg 2753, Reg 2831.1, Reg 2832, B&P 10145, Reg 2950(g), B&P 10241(c), B&P 10177(d), B&P 10177(h), Reg 2831.2, Reg 2840.1, B&P 10234, B&P 10240 | Audit Accusation | |
| H34644LA | Los Angeles | Other Order | Tu Vivienda Real Estate Investments, Inc | N/A | 14916 BURBANK BLVD VAN NUYS, CA 91411 | 6/16/2009 | 9/19/2013 | Reg 2832.1, B&P 10177(g), B&P 10176(a), B&P 10241, Reg 2726, Reg 2950(f), Reg 2840, Reg 2950(d), Reg 2951, B&P 10176(i), B&P 10177(j), Reg 2831.1, Reg 2832, Reg 2753, B&P 10145, Reg 2950(g), B&P 10241(c), B&P 10177(d), B&P 10177(h), Reg 2831.2, Reg 2840.1, B&P 10234, B&P 10240 | Audit Accusation | |
| H35033LA | Los Angeles | Reinstatement Denied | Darden, Denise C | Salesperson | PO BOX 1329 REDONDO BEACH, CA 90278 | 6/12/2008 | 9/6/2013 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H35385LA | Los Angeles | Reinstatement Granted | Rosenthal, Jay Steven | Broker Officer | 20969 VENTURA BLVD #206 WOODLAND HILLS, CA 91364 | 5/22/2009 | 9/9/2013 | Audit Accusation | ||
| H35441LA | Los Angeles | Removal of Restrictions Granted | Dimario, James Sammuel | N/A | 7657 WINNETKA AVE #178 WINNETKA, CA 91306 | 12/18/2008 | 9/9/2013 | B&P 10177(b), B&P 10177(a) | Statement of Issues | |
| H35847LA | Los Angeles | Reinstatement Denied | Kelly, Patricia | Salesperson | 4953 TEMPLETON ST LOS ANGELES, CA 90032- | 4/8/2009 | 9/23/2013 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H36408LA | Los Angeles | Removal of Restrictions Granted | Lin, Mary | Salesperson | 22431 ANTONIO PKWY STE B160 253 RANCHO SANTA MARGARITA, CA 92688 | 1/11/2010 | 9/9/2013 | B&P 475(a)(1), B&P 10177(b), B&P 10177(a), B&P 480(a), B&P 475(a)(2), B&P 480(c) | Statement of Issues | |
| H37038LA | Los Angeles | Revocation with Restricted License | Cassford, David H | Broker Officer | 1312 GARDEN CIRCLE CORONA, CA 92882 | 8/5/2013 | 9/4/2013 | B&P 10177(g), B&P 10159.2, B&P 10177(d), B&P 10177(h), B&P 10145 | Audit Accusation | |
| H37038LA | Los Angeles | Suspension with Stay - Monetary Penalty | Mexibanc Mortgage Corporation, | N/A | 10350 COMMERCE CENTER DR STE 180 RANCHO CUCAMONGA, CA 91730 | 8/5/2013 | 9/4/2013 | Reg 2970, Reg 2972, B&P 10177(g), Reg 2726, Reg 2831, B&P 10159.5, Reg 2831.1, B&P 10236.4(b), B&P 10160, Reg 2753, B&P 10145, B&P 10137, Reg 2731, B&P 10177(d), B&P 10085, B&P 10240 | Audit Accusation | |
| H37289LA | Los Angeles | Voluntary License Surrender | Soriano, Ines P | Salesperson | 5800 E AVENIDA PORTOLA ANAHEIM, CA 92807 | 9/4/2013 | 9/4/2013 | B&P 10177(g) | Transactional Accusation | |
| H37418LA | Los Angeles | Voluntary License Surrender | Money Masters Inc, | Corporation | 9/10/2013 | 9/30/2013 | B&P 10176(a), B&P 10177(g), Reg 2832.1, B&P 10148, B&P 10176(i), B&P 10177(j), B&P 10177(d), B&P 10145, B&P 10176(b) | Audit Accusation | ||
| H37418LA | Los Angeles | Voluntary License Surrender | Szlajmer, Elzbieta Krystyna | Broker Officer | 6818 S LA CIENEGA AVE SUITE 203 INGLEWOOD, CA 90302 | 9/10/2013 | 9/30/2013 | B&P 10176(a), B&P 10177(g), B&P 10148, B&P 10176(i), B&P 10177(j), B&P 10177(d), B&P 10177(h), B&P 10176(b) | Audit Accusation | |
| H37537LA | Los Angeles | Summary Suspension | Alwin, Robert James | N/A | 12/19/2012 | 9/3/2013 | B&P 10159.5, B&P 10160, B&P 10145, B&P 10177(d), B&P 10177(h) | Audit Accusation | ||
| H37545LA | Los Angeles | Suspension with Stay - Monetary Penalty | Cedar Tree Real Estate Inc, | Corporation | PO BOX 28496 ANAHEIM, CA 92809 | 8/8/2013 | 9/6/2013 | Reg 2970, Reg 2972, B&P 10241, B&P 10177(g), B&P 10146, Reg 2831, Reg 2840, Reg 2832, Reg 2831.1, B&P 10145, B&P 10177(d), Reg 2840.1, B&P 10085, B&P 10240 | Audit Accusation | |
| H37545LA | Los Angeles | Suspension with Stay - Monetary Penalty | Ladkani, Patrick Michael | Broker Officer | PO BOX 28496 ANAHEIM, CA 92809 | 8/8/2013 | 9/6/2013 | Reg 2970, Reg 2972, B&P 10241, B&P 10177(g), B&P 10146, Reg 2831, Reg 2840, Reg 2832, Reg 2831.1, B&P 10145, B&P 10177(d), B&P 10177(h), Reg 2840.1, B&P 10240, B&P 10085 | Audit Accusation | |
| H37598LA | Los Angeles | Summary Suspension | Barnes, Sharon Lynn | Salesperson | 3800 W WILSON ST SPACE 12 BANNING, CA 92220 | 9/28/2012 | 9/9/2013 | B&P 10177(f) | Transactional Accusation | |
| H37683LA | Los Angeles | Outright Revocation | Han, Kristine Soojeong | Salesperson | 1441 PASO REAL AVE SPC 187 ROWLAND HEIGHTS, CA 91748-2167 | 11/16/2011 | 9/23/2013 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H37714LA | Los Angeles | Outright Revocation | Wilkerson, Cris | Salesperson | 13909 LEEDY AVE SYLMAR, CA 91342 | 12/6/2011 | 9/25/2013 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H37879LA | Los Angeles | Voluntary License Surrender | Hyde, Jamal Clifford | Salesperson | 700 NORTH GARFIELD #B ALHAMBRA, CA 91801- | 8/13/2013 | 9/3/2013 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H37886LA | Los Angeles | Outright Revocation | Murrin, Thomas H | Salesperson | 7045 LOS SANTOS DR LONG BEACH, CA 90815 | 2/16/2012 | 9/16/2013 | B&P 10130, B&P 10176(i), B&P 10139, B&P 10177(j), B&P 10177(d), B&P 10176(b) | Transactional Accusation | |
| H37886LA | Los Angeles | Suspension with Stay - Monetary Penalty | Edmill Enterprises Inc, | Corporation | 30 CORPORATE PARK #301 IRVINE, CA 92606 | 2/16/2012 | 9/16/2013 | B&P 10177(g), B&P 10177(d), B&P 10177(i) | Transactional Accusation | |
| H37886LA | Los Angeles | Suspension with Stay - Monetary Penalty | Sohn, Edward U | Broker Officer | 30 CORPORATE PARK STE 301 IRVINE, CA 92606 | 2/16/2012 | 9/16/2013 | B&P 10177(g), B&P 10177(h), B&P 10177(d), B&P 10159.2(a) | Transactional Accusation | |
| H37894LA | Los Angeles | Suspension[with stay] | Ibarra, Maria Isabel | Salesperson | 14366 PLUMMER ST #2 PANORAMA CITY, CA 91402 | 9/3/2013 | 9/23/2013 | B&P 10176(a), B&P 10177(g), B&P 10177(f), B&P 10145(c), B&P 10130, B&P 10176(i), B&P 10177(j), B&P 10177(d) | Transactional Accusation | |
| H37909LA | Los Angeles | Revocation with Restricted License | Moger, Keith | Salesperson | 68600 PANORAMA RD CATHEDRAL CITY, CA 92234 | 8/23/2013 | 9/12/2013 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H37932LA | Los Angeles | Suspension[with stay] | Gagan, Christopher Allen | Broker | 9100 WILSHIRE BLVD STE 725E BEVERLY HILLS, CA 90212-3431 | 9/4/2013 | 9/24/2013 | B&P 10148, B&P 10145, B&P 10177(d) | Audit Accusation | |
| H37997LA | Los Angeles | Outright Revocation | Martini, Lilia | Salesperson | 172 N DEL MAR AVE CHULA VISTA, CA 91910 | 3/26/2012 | 9/30/2013 | B&P 10176(a), B&P 10176(i), B&P 10176(b) | Audit Accusation | |
| H38086LA | Los Angeles | Outright Revocation | Garcia, Joe Santos | Broker | 19153 HUDSON RD APPLE VALLEY, CA 92307 | 4/26/2012 | 9/4/2013 | Reg 2970, B&P 10026, B&P 10176(i), B&P 10177(j), B&P 10177(d), B&P 10176(b), B&P 10085, B&P 10176(i) | Transactional Accusation | |
| H38126LA | Los Angeles | Outright Revocation | Nationwide Mortgage Solutions Inc, | Corporation | 5/9/2012 | 9/9/2013 | Reg 2970, Reg 2972, B&P 10177(g), B&P 10146, B&P 10148, Reg 2831, B&P 10130, B&P 10159.5, B&P 10176(e), Reg 2715, Reg 2831.1, Reg 2832, Reg 2731, Reg 2725, B&P 10145, B&P 10177(h), B&P 10085 | Audit Accusation | ||
| H38322LA | Los Angeles | Suspension[with stay] | Alvarez, Ana Maria | Broker | 724 PARK CENTER DR APT 95 SANTA ANA, CA 92705-3546 | 8/14/2013 | 9/3/2013 | B&P 10137, B&P 10165, B&P 10177(d) | Transactional Accusation | |
| H38322LA | Los Angeles | Suspension[with stay] | Ballesteros, Paul Michael | N/A | P O BOX 831 ORANGE, CA 92856-6831 | 8/14/2013 | 9/3/2013 | B&P 10137, B&P 10177(d) | Transactional Accusation | |
| H38351LA | Los Angeles | Outright Revocation | Andersen, Darin Lee | Salesperson | 29846 ADARA LANE MURRIETA, CA 92563 | 8/20/2012 | 9/16/2013 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H38363LA | Los Angeles | Outright Revocation | Torosyan, Haik John | Salesperson | 7259 JUMILLA AVE WINNETKA, CA 91306 | 8/21/2012 | 9/16/2013 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H38365LA | Los Angeles | Suspension with Stay - Monetary Penalty | Ortman, Frederick La Verne | N/A | 83103 AVE 48 STE 1 B#248 COACHELLA, CA 92236 | 8/7/2013 | 9/6/2013 | B&P 10177(g), Reg 2831, B&P 10176(e), Reg 2831.1, Reg 2832, B&P 10145, B&P 10177(d), B&P 10177(h), Reg 2831.2, Reg 2834(b) | Audit Accusation | |
| H38376LA | Los Angeles | Denial with Restricted License by Order Hearing | Baxter, Stewart | Salesperson | 2525 E BROADWAY APT 3 LONG BEACH, CA 90803 | 8/27/2012 | 9/23/2013 | B&P 10177(b), B&P 480(a), B&P 475(a)(2) | Statement of Issues | |
| H38400LA | Los Angeles | Outright Revocation | Sanchez-Samudio, Jorge | Salesperson | 3344 E AVE #R-8 PALMDALE, CA 93550 | 9/10/2012 | 9/23/2013 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H38402LA | Los Angeles | Outright Revocation | Ghazaryan, Gayane | Salesperson | 1150 N IRVING AVE #16 GLENDALE, CA 91201 | 9/10/2012 | 9/11/2013 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H38407LA | Los Angeles | Outright Revocation | Le Chabrier, Lana | Broker | 9/11/2012 | 9/12/2013 | B&P 10177(b), B&P 490 | Rap Accusation | ||
| H38425LA | Los Angeles | Revocation with Restricted License | Lin, Helen C | Salesperson | 7525 DEL MAR LANE LA PALMA, CA 90623 | 8/12/2013 | 9/2/2013 | B&P 10130, B&P 10137, B&P 10177(d) | Transactional Accusation | |
| H38469LA | Los Angeles | Suspension[with stay] | Avanessian, Henrik | Salesperson | 12633 KENNY DR GRANADA HILLS, CA 91344 | 8/16/2013 | 9/5/2013 | B&P 10177(g), B&P 10130, B&P 10177(j), B&P 10177(d) | Transactional Accusation | |
| H38475LA | Los Angeles | Suspension[with stay] | Bailey, Dan Lee | N/A | 41519 AVENIDA DE LA REINA TEMECULA, CA 92592 | 8/5/2013 | 9/4/2013 | B&P 10177(g), Reg 2834, Reg 2831, Reg 2831.1, Reg 2832, B&P 10145, B&P 10177(d), B&P 10177(h), Reg 2831.2 | Audit Accusation | |
| H38490LA | Los Angeles | Voluntary License Surrender | Cao, Hong | Salesperson | 1730 HUNTINGTON DR #325 DUARTE, CA 91010 | 8/27/2013 | 9/16/2013 | Rap Accusation | ||
| H38516LA | Los Angeles | Voluntary License Surrender | The St James Real Estate Services, Corporation | Corporation | 31855 DATE PALM DR # 3-436 CATHEDRAL CITY, CA 92234 | 9/5/2013 | 9/3/2013 | B&P 10177(g), Reg 2832.1, Reg 2834, B&P 10148, Reg 2831, B&P 10159.5, Reg 2950(d), B&P 10160, B&P 10159.2, Reg 2753, Reg 2831.1, Reg 2832, B&P 10177(d), B&P 10145, Reg 2950(h), B&P 10137, Reg 2731, Reg 2725, B&P 10165, Reg 2831.2, Reg 2950(e) | Audit Accusation | |
| H38528LA | Los Angeles | Outright Revocation | Artman, Chris Ann | Salesperson | 27943 SECO CANYON RD SANTA CLARITA, CA 91350 | 11/6/2012 | 9/25/2013 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H38545LA | Los Angeles | Outright Revocation | Kardani, Swetal Mahendra | Broker | 11656 SHEFFIELD WAY NORTHRIDGE, CA 91326 | 11/9/2012 | 9/11/2013 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H38555LA | Los Angeles | Suspension[with stay] | Hopsiter, Cara Angelique | Broker | 23846 SUNNYMEAD BLVD #10 MORENO VALLEY, CA 92553 | 8/27/2013 | 9/25/2013 | Reg 2832.1, B&P 10177(g), Reg 2831, Reg 2831.1, B&P 10145, B&P 10177(d), Reg 2831.2 | Audit Accusation | |
| H38563LA | Los Angeles | Denial with Restricted License by Order Hearing | Mandell, Marc H | Salesperson | 4950 DENSMORE AVE ENCINO, CA 91436 | 11/20/2012 | 9/10/2013 | B&P 10177(b), B&P 480(a)(1), B&P 10177(a) | Statement of Issues | |
| H38592LA | Los Angeles | Outright Revoc by Default Decision | Schlicht, Wolfram | Broker Officer | 8504 FIRESTONE BLVD STE 225 DOWNEY, CA 90241 | 12/5/2012 | 9/16/2013 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H38606LA | Los Angeles | Suspension[with stay] | Pascual, Rhett | Broker | 3339 1/2 ORANGE AVE SIGNAL HILL, CA 90755 | 8/15/2013 | 9/4/2013 | B&P 10177(g), B&P 10159.2 | Transactional Accusation | |
| H38606LA | Los Angeles | Voluntary License Surrender | Octagon International Business, Investments Inc | Corporation | 3990 GARDENIA AVE LONG BEACH, CA 90807 | 8/15/2013 | 9/4/2013 | Transactional Accusation | ||
| H38652LA | Los Angeles | Revocation with Restricted License | Gill, Robert William | Salesperson | 1/15/2013 | 9/11/2013 | B&P 10177(b), B&P 490 | Rap Accusation | ||
| H38660LA | Los Angeles | Outright Revocation | Esquivel, Adilia | Salesperson | 1/17/2013 | 9/11/2013 | B&P 10177(b), B&P 490 | Rap Accusation | ||
| H38695LA | Los Angeles | Outright Denial of Application | Lassen, Eric Donald | N/A | 2/7/2013 | 9/26/2013 | B&P 475(a)(1), B&P 475(a)(3), B&P 10177(b), Reg 2910, B&P 480(a)(1), B&P 10177(a), B&P 475(a)(2), B&P 480(c) | Statement of Issues | ||
| H38729LA | Los Angeles | Revocation with Restricted License | Bahrami, Sima | N/A | 4533 MC ARTHUR BL #251 NEWPORT BEACH, CA 92660 | 8/14/2013 | 9/3/2013 | B&P 10177(b), B&P 490(a) | Rap Accusation | |
| H38777LA | Los Angeles | Outright Denial of Application | Century West Financial Corporation, | N/A | 11301 OLYMPIC BLVD STE 519 LOS ANGELES, CA 90064 | 3/26/2013 | 9/9/2013 | Statement of Issues | ||
| H38777LA | Los Angeles | Outright Denial of Application | Paolino, Eugene | Broker | 644 WESTBOURNE DR STE #5 LOS ANGELES, CA 90069 | 3/26/2013 | 9/9/2013 | B&P 10177(f), B&P 475(a)(1), B&P 10177(a), B&P 480(c) | Statement of Issues | |
| H38815LA | Los Angeles | Summary Suspension | Leyva, Ray Charles | Salesperson | 30458 CORTE SANTANLINA MURRIETA, CA 92563 | 7/18/2013 | 9/9/2013 | B&P 10137, B&P 10177(d), B&P 10085.6 | Transactional Accusation | |
| H38822LA | Los Angeles | Denial with Restricted License by Stipulation | Garcia Contreras, Dolores Brenda | N/A | 2033 VISTA DEL ROSA FULLERTON, CA 92831 | 10/21/2013 | 9/19/2013 | B&P 10177(b), B&P 10177(a) | Statement of Issues | |
| H38842LA | Los Angeles | Outright Denial of Application | Fellows, Robbie Lynne | Salesperson | 4/29/2013 | 9/16/2013 | B&P 10177(b), B&P 480(a), B&P 475(a)(2) | Statement of Issues | ||
| H38844LA | Los Angeles | D&R Service - Unable to Effect | Orozco, Victor Aurelio | N/A | 4/29/2013 | 9/4/2013 | B&P 10130 | Desist & Refrain | ||
| H38899LA | Los Angeles | Voluntary License Surrender | Pulley, Dreama Lynn | Salesperson | 150 E LOS ANGELES AVE UNIT 203 MOORPARK, CA 93021 | 8/13/2013 | 9/3/2013 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H38954LA | Los Angeles | Voluntary License Surrender | Ly, Chieng Nick | Salesperson | 19745 E COLIMA RD STE 1 #908 ROWLAND HEIGHTS, CA 91748 | 8/27/2013 | 9/16/2013 | Rap Accusation | ||
| H38958LA | Los Angeles | Outright Denial of Application | Evergreen Financial Servicing Group, | N/A | 7/18/2013 | 9/19/2013 | B&P 10177(f) | Statement of Issues | ||
| H39005LA | Los Angeles | Voluntary License Surrender | Soriano, Ines P | Salesperson | 5800 E AVENIDA PORTOLA ANAHEIM, CA 92807 | 8/15/2013 | 9/4/2013 | Other | ||
| H39018LA | Los Angeles | D&R Service Effected - Acknowl | Weaver, Teri Ann | Salesperson | 867 S ORCHID LANE ANAHEIM, CA 92808 | 8/29/2013 | 9/12/2013 | B&P 10130, B&P 10137 | Desist & Refrain | |
| H39020LA | Los Angeles | D&R Service Effected - Acknowl | La Cumbre Management Company Inc, | Corporation | 8/29/2013 | 9/26/2013 | B&P 10130, B&P 10159.2 | Desist & Refrain | ||
| H39020LA | Los Angeles | D&R Service Effected - Acknowl | Murdock, James Michael | N/A | 8/29/2013 | 9/26/2013 | B&P 10130, B&P 10159.2 | Desist & Refrain | ||
| H39022LA | Los Angeles | D&R Service Effected - Acknowl | STT Lending Inc, | N/A | 8/29/2013 | 9/10/2013 | B&P 10130 | Desist & Refrain | ||
| H39023LA | Los Angeles | D&R Service - Unable to Effect | First One Lending Corporation, | N/A | 8/29/2013 | 9/10/2013 | B&P 10130 | Desist & Refrain | ||
| H39025LA | Los Angeles | D&R Service - Unable to Effect | New Century Solutions Inc, | N/A | 9/3/2013 | 9/30/2013 | B&P 10130, B&P 10131(d), B&P 10131.2 | Desist & Refrain | ||
| H39025LA | Los Angeles | D&R Service - Unable to Effect | Reyes, Daniel | N/A | 9/3/2013 | 9/30/2013 | B&P 10130, B&P 10131(d), B&P 10131.2 | Desist & Refrain | ||
| H39025LA | Los Angeles | D&R Service - Unable to Effect | Reyes, Reynaldo | N/A | 9/3/2013 | 9/30/2013 | B&P 10130, B&P 10131(d), B&P 10131.2 | Desist & Refrain | ||
| H39056LA | Los Angeles | Denial with Restricted License by Stipulation | Morel, Anthony Christopher | Broker Officer | 1330 LOMA SOLA AVENUE UPLAND, CA 91786 | 9/26/2013 | 9/19/2013 | B&P 10177(b), B&P 480(a), B&P 475(a)(2) | Other |
