Summary of Enforcement Actions (8/1/2016 - 8/31/2016)
The Department of Real Estate is a licensing and regulatory agency empowered to seek disciplinary action through the State Office of Administrative Hearings against licensees who violate specific sections of the State Business and Professions Code. We also are empowered to file orders to desist and refrain against licensed and unlicensed individuals and entities. Available on this report are the following listings: disciplinary actions initiated against real estate licensees; filed orders to desist and refrain from unlawful activities; decisions on petition applications to reinstate/remove restrictions from licenses; applications for licenses that have been denied and/or were issued restricted licenses; and licenses that have been voluntarily surrendered.
NOTE: Click on the headings to sort by a specific column.
| H-NUMBER | CITATION NO | REGION | ACTION | NAME | LICENSE TYPE | ADDRESS | PLEAD | EFFECTIVE | VIOLATIONS | TYPE |
|---|---|---|---|---|---|---|---|---|---|---|
| H02986FR | Los Angeles | Voluntary License Surrender | Childers, Ellen Ruiz | Salesperson | 9710 NAPLES PLACE BAKERSFIELD, CA 93306 | 7/13/2016 | 8/2/2016 | B&P 10177(b), Reg 2910, B&P 490 | Rap Accusation | |
| H02999FR | Sacramento | Outright Revocation | Potter, Robert Reynolds | Broker Officer | 3 RIVER PARK PLACE EAST FRESNO, CA 93720 | 3/17/2016 | 8/15/2016 | B&P 10177(d) | Audit Accusation | |
| H02999FR | Sacramento | Outright Revocation | Reynolds Properties Inc, | Corporation | 3/17/2016 | 8/15/2016 | B&P 10177(d) | Audit Accusation | ||
| H03000FR | Sacramento | Outright Denial of Application | Brown, Nicole Lee | Salesperson | 1115 W SIMPSON AVE APT L FRESNO, CA 93705 | 3/17/2016 | 8/2/2016 | B&P 10177(b), B&P 10177(a), B&P 480(a), B&P 480(d) | Statement of Issues | |
| H04174SD | Sacramento | Reinstatement Denied | Hanna, Christopher S | Salesperson | 447 HARBISON CANYON RD EL CAJON, CA 92019 | 3/14/2011 | 8/15/2016 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H04741SD | Los Angeles | Outright Revocation | Farr, Nataszka Shaundelle | Salesperson | 330 N. MILFORD ORANGE, CA 92867 | 9/4/2015 | 8/16/2016 | B&P 10177(b), B&P 10186.2, B&P 490 | Rap Accusation | |
| H04749SD | Los Angeles | Other Order | Bart, Mitchell Howard | Salesperson | 9/30/2015 | 8/9/2016 | B&P 10177(b), B&P 490 | Rap Accusation | ||
| H04750SD | Los Angeles | Suspension[with stay] | Economou, Joseph P | Broker Officer | P O BOX 180553 CORONADO, CA 92178-0553 | 7/13/2016 | 8/12/2016 | B&P 10177(g), B&P 10148, B&P 10145, B&P 10177(d) | Audit Accusation | |
| H04750SD | Los Angeles | Suspension[with stay] | Joe Eco Real Estate Broker Inc., | Corporation | 7/13/2016 | 8/12/2016 | B&P 10177(g), B&P 10148, B&P 10177(d), B&P 10145 | Audit Accusation | ||
| H04750SD | Los Angeles | Voluntary License Surrender | Beach House Realty, | Corporation | 1047 B AVE CORONADO, CA 92118 | 7/13/2016 | 8/2/2016 | B&P 10145(a), Reg 2752, B&P 10176(e), B&P 10161.8, Reg 2832, Reg 2831.1, B&P 10145, Reg 2731, Reg 2831.2 | Audit Accusation | |
| H04756SD | Los Angeles | Revocation with Restricted License | Pawlak, Jason Ronald | N/A | 2374 ROMNEY RD SAN DIEGO, CA 92109 | 8/9/2016 | 8/29/2016 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H04763SD | Los Angeles | Voluntary License Surrender | Smith, Harvie Lewis | Broker | 2883 LANCASTER ROAD CARLSBAD, CA 92010 | 7/11/2016 | 8/1/2016 | Transactional Accusation | ||
| H04774SD | Los Angeles | Outright Revocation | Beasley, Daniel Vincent | Salesperson | 2403 MARGIE WAY VISTA, CA 92084 | 2/4/2016 | 8/30/2016 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H04779SD | Los Angeles | Suspension with Stay - Monetary Penalty | Bump, Christopher M | Officer | 4901 70TH ST SAN DIEGO, CA 92115- | 7/15/2016 | 8/4/2016 | Audit Accusation | ||
| H04779SD | Los Angeles | Suspension with Stay - Monetary Penalty | Property Management Executives, | Corporation | 7/15/2016 | 8/4/2016 | Audit Accusation | |||
| H04790SD | Los Angeles | Outright Denial of Application | Hinton, Glenn Foster | Salesperson | 18155 TRAYLOR ROAD RAMONA, CA 92065 | 4/29/2016 | 8/2/2016 | Rap Accusation | ||
| H04802SD | Los Angeles | Outright Revocation | Green, Jeremy Adam | Salesperson | 18211 VERANO DR SAN DIEGO, CA 92128 | 6/7/2016 | 8/22/2016 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H04808SD | Los Angeles | Outright Denial of Application | Van Howten, Chris Michael | N/A | 7/1/2016 | 8/11/2016 | B&P 475(a)(1), B&P 10177(b), B&P 480(a)(1), B&P 10177(a), B&P 475(a)(2) | Statement of Issues | ||
| H04825SD | Los Angeles | D&R Service Effected - Acknowl | Bender, Dan | N/A | 8/17/2016 | 8/22/2016 | B&P 10130 | Desist & Refrain | ||
| H04825SD | Los Angeles | D&R Service Effected - Acknowl | Vacation Owners Consulting Group, | N/A | 8/17/2016 | 8/22/2016 | B&P 10130 | Desist & Refrain | ||
| H06196SAC | Sacramento | Revocation with Restricted License | Defilippo, Jared | Salesperson | 2500 L STREET SACRAMENTO, CA 95816 | 7/25/2016 | 8/15/2016 | B&P 10177(g) | Transactional Accusation | |
| H06266SAC | Sacramento | Other Order | Burt, Dawn Elizabeth | N/A | 8/8/2016 | 8/29/2016 | Desist & Refrain | |||
| H06266SAC | Sacramento | Other Order | Johnson, Nigel Lamar | N/A | 4133 E HAMMER LANE STOCKTON, CA 95212-2805 | 8/8/2016 | 8/29/2016 | Desist & Refrain | ||
| H06266SAC | Sacramento | Other Order | Life Savers Concepts Association Inc, | N/A | 8/8/2016 | 8/29/2016 | Desist & Refrain | |||
| H06266SAC | Sacramento | Other Order | Life Savers Concepts Association, Of California | N/A | 8/8/2016 | 8/29/2016 | Desist & Refrain | |||
| H06314SAC | Sacramento | Revocation with Restricted License | Russell, Gregory Scott | Broker | 18587 MONTE VISTA DR LINDEN, CA 95236 | 7/20/2016 | 8/10/2016 | Reg 2832.1, B&P 10177(g), Reg 2831, Reg 2831.1, Reg 2832, B&P 10145, B&P 10177(d), Reg 2831.2 | Audit Accusation | |
| H06315SAC | Sacramento | Voluntary License Surrender | Winders, Paul Russell | Salesperson | 77 SOLANO SQUARE #302 BENICIA, CA 94510 | 7/11/2016 | 8/1/2016 | B&P 10176(g), B&P 10177(g), B&P 10177(j), B&P 10177(d), B&P 10176(i) | Transactional Accusation | |
| H06359SAC | Sacramento | Outright Revocation | Pruitt, Shawnda Lynn | Salesperson | PO BOX 1481 ELK GROVE, CA 95759 | 2/17/2016 | 8/26/2016 | B&P 10177(b), B&P 10186.2, B&P 10177(d), B&P 490 | Rap Accusation | |
| H06376SAC | Sacramento | Outright Revocation | Artis, Ali Ann L | Broker | 2722 DAFFODIL RD MCKINLEYVILLE, CA 95519 | 3/28/2016 | 8/18/2016 | B&P 10177(g), Reg 2832.1, B&P 10145(g), Reg 2834, Reg 2831.1, Reg 2832, Reg 2715, B&P 10177(d), B&P 10145, Reg 2731, Reg 2831.2 | Audit Accusation | |
| H06376SAC | Sacramento | Outright Revocation | MacMullin, Cathy | Broker | 1807 CENTRAL AVE STE B MCKINLEYVILLE, CA 95519 | 3/28/2016 | 8/18/2016 | B&P 10177(g), Reg 2832.1, B&P 10145(g), Reg 2834, Reg 2831.1, Reg 2715, B&P 10177(d), B&P 10145, Reg 2731, Reg 2831.2 | Audit Accusation | |
| H06380SAC | Sacramento | Voluntary License Surrender | Lopez, German Rubalcaba | Salesperson | 2325 FLICKER CT FAIRFIELD, CA 94533 | 7/22/2016 | 8/12/2016 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H06395SAC | Sacramento | Outright Denial of Application | Kennedy, Amber Nicole | N/A | 5/10/2016 | 8/11/2016 | B&P 10177(b), B&P 480(a) | Statement of Issues | ||
| H06406SAC | Sacramento | Outright Denial of Application | Eldredge, Richard Kevin | N/A | 6/16/2016 | 8/11/2016 | B&P 10177(f), B&P 10177(b), B&P 480(a) | Statement of Issues | ||
| H06417SAC | Sacramento | Voluntary License Surrender | Crouse, Cathryn Jean | Broker | 150 CAMINO VISTA SAINT HELENA, CA 94574 | 7/25/2016 | 8/15/2016 | Reg 2832.1, B&P 10145, Reg 2773, Reg 2831.2 | Other | |
| H06421SAC | Sacramento | D&R Service - Unable to Effect | Casas, Juan | N/A | 8/3/2016 | 8/18/2016 | B&P 10130, B&P 10131(e), B&P 10085.5 | Desist & Refrain | ||
| H11006SF | Sacramento | Reinstatement Denied | Jones, Deon Franklin | Salesperson | 1910 BLUE SKY LANE SANTA ROSA, CA 95407 | 7/18/2011 | 8/2/2016 | Reg 2970, B&P 10130, B&P 10177(d), B&P 10085.5, B&P 10085.6, B&P 10085 | Transactional Accusation | |
| H11842SF | Sacramento | Revocation with Restricted License | Algeo, Kyle P | Salesperson | 2267 FILBERT ST APT 6 SAN FRANCISCO, CA 94123 | 4/27/2015 | 8/5/2016 | B&P 10186.2 (a)(1)(A), B&P 10177(b), B&P 10177(d), B&P 490(a), B&P 10186.2(a)(1)(B) | Rap Accusation | |
| H11884SF | Sacramento | Suspension with Stay - Monetary Penalty | Gaerlan, Norbie Labrador | Broker | 4462 LISA DRIVE UNION CITY, CA 94587 | 8/3/2016 | 8/24/2016 | B&P 10177(g), B&P 10148, Reg 2834, Reg 2835, Reg 2831, B&P 10140.6, B&P 10176(e), Reg 2831.1, Reg 2832, Reg 2773, B&P 10145, B&P 10177(d), B&P 10240 | Audit Accusation | |
| H11942SF | Sacramento | Denial with Restricted License by Stipulation | Ingram, Charles Wayne | Salesperson | 37 ALTA DR PETALUMA, CA 94954 | 8/22/2016 | 8/20/2016 | B&P 10177(b), B&P 480(a)(1), B&P 10177(a), B&P 480(c) | Statement of Issues | |
| H11943SF | Sacramento | Outright Denial of Application | Morales, Derek Michael | N/A | 2/11/2016 | 8/11/2016 | B&P 10177(b), B&P 480(a)(1), B&P 10177(a), B&P 480(d) | Statement of Issues | ||
| H11945SF | Sacramento | Voluntary License Surrender | Passaro, Gennaro | Salesperson | 18480 WITHEY RD MONTE SERENO, CA 95030 | 7/13/2016 | 8/3/2016 | B&P 10177(b), B&P 10177(d), B&P 490 | Rap Accusation | |
| H11966SF | Sacramento | Denial with Restricted License by Stipulation | Buss, Luke John | N/A | 542 BUCKEYE DR WINDSOR, CA 95492 | 8/16/2016 | 8/13/2016 | B&P 10177(b), B&P 480(a)(2), B&P 480(a), B&P 10177(i) | Statement of Issues | |
| H11971SF | Sacramento | Voluntary License Surrender | Perez, Melody Marie | Salesperson | 301 SAN SIMEON PL SAN RAMON, CA 94583 | 7/12/2016 | 8/2/2016 | B&P 10177(b), B&P 10186.2, B&P 10177(d), B&P 490 | Rap Accusation | |
| H36047LA | Los Angeles | Reinstatement Granted | Davis, Sharif Jemel | Broker Officer | 41344 MANCHESTER ST INDIO, CA 92203 | 6/12/2009 | 8/13/2016 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H38689LA | Los Angeles | Reinstatement Denied | Sharma, Baswa Nand | Broker | 2124 HARRIS ST COLTON, CA 92324 | 2/5/2013 | 8/2/2016 | Reg 2832.1, B&P 10145(a), B&P 10146, Reg 2834, Reg 2970(a), Reg 2831, B&P 10176(i), B&P 10162, Reg 2715, Reg 2831.1, Reg 2832, B&P 10145, B&P 10137, Reg 2725, B&P 10177(h), B&P 10085.6, B&P 10085 | Transactional Accusation | |
| H38778LA | Los Angeles | Reinstatement Granted | Meline, William Keith | Salesperson | 3813 PROSPECT AVE #8 CULVER CITY, CA 90230 | 9/23/2013 | 8/2/2016 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H38949LA | Los Angeles | Outright Revocation | Yadegar, Samira | Salesperson | 430 N MAPLE DR #207 BEVERLY HILLS, CA 90210 | 7/12/2013 | 8/27/2016 | B&P 10186.2 | Rap Accusation | |
| H39931LA | Los Angeles | Voluntary License Surrender | City Home Rentals, | N/A | 7/13/2016 | 8/2/2016 | B&P 10167.12(a)(1), B&P 10167.11, B&P 10176(i), B&P 10167.10 | Transactional Accusation | ||
| H39931LA | Los Angeles | Voluntary License Surrender | Santamaria, Charles Ivan | N/A | 7/13/2016 | 8/2/2016 | B&P 10167.12(a)(1), B&P 10167.11 | Transactional Accusation | ||
| H39941LA | Los Angeles | Outright Revocation | Bolourchi, Jonathan Charles | Broker Officer | 11620 WILSHIRE BLVD STE 860 LOS ANGELES, CA 90025 | 8/17/2015 | 8/3/2016 | B&P 10176(a), B&P 10176(g), B&P 10177(g), B&P 10176(i), B&P 10177(d) | Transactional Accusation | |
| H39958LA | Los Angeles | Revocation with Restricted License | Briese, Hans-Jurgen | Broker | PO BOX 355 SKYFOREST, CA 92385 | 7/18/2016 | 8/8/2016 | B&P 10177(g), B&P 10163, B&P 10166.051, Reg 2715, B&P 10137, B&P 10166.02, B&P 10166.05, B&P 10177(d), B&P 10165 | Transactional Accusation | |
| H40000LA | Los Angeles | Revocation with Restricted License | Mac Donald, Tami Lyn | Salesperson | 121 JADE AVE NEWPORT BEACH, CA 92662 | 7/20/2016 | 8/9/2016 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H40006LA | Los Angeles | Outright Revocation | Hutchinson, Jimmy R | Broker | 9063 FLORENCE AVE #201 DOWNEY, CA 90240 | 11/4/2015 | 8/16/2016 | B&P 10177(b), Reg 2910, B&P 490(a) | Rap Accusation | |
| H40046LA | Los Angeles | Revocation with Restricted License | Olsen, Alex D | Salesperson | 9245 NORTH FORTY RD ATASCADERO, CA 93422 | 12/1/2015 | 8/15/2016 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H40099LA | Los Angeles | Outright Revocation | Jen, Kevin L | Salesperson | 771 SOUTH FOXDALE LANE ANAHEIM, CA 92807 | 1/11/2016 | 8/3/2016 | B&P 10177(b), Reg 2910, B&P 490 | Rap Accusation | |
| H40116LA | Los Angeles | Outright Denial of Application | Crowley, Todd Richard | N/A | 1/26/2016 | 8/16/2016 | B&P 475(a)(3), B&P 10177(b), B&P 480(a)(2), Reg 2910, B&P 480(a)(1), B&P 475(a)(2) | Statement of Issues | ||
| H40125LA | Los Angeles | Outright Denial of Application | Felten, Brian William | N/A | 2/2/2016 | 8/16/2016 | B&P 475(a)(3), B&P 10177(b), B&P 480(a)(2), B&P 480(a)(1), Reg 2910, B&P 475(a)(2) | Statement of Issues | ||
| H40129LA | Los Angeles | Denial with Restricted License by Order Hearing | Klesic, Paul Matthew | N/A | 13953 PANAY WAY #313 MARINA DEL REY, CA 90292 | 2/4/2016 | 8/15/2016 | B&P 475(a)(1), B&P 475(a)(3), B&P 480(a)(2), B&P 10177(b), Reg 2910, B&P 480(a)(1), B&P 10177(a), B&P 475(a)(2), B&P 480(d) | Statement of Issues | |
| H40150LA | Los Angeles | Denial with Restricted License by Order Hearing | Romero, Cesar | N/A | 8103 SAN JUAN AVENUE SOUTH GATE, CA 90280 | 2/24/2016 | 8/1/2016 | B&P 475(a)(3), B&P 480(a)(2), B&P 10177(b), B&P 480(a)(1), B&P 475(a)(2) | Statement of Issues | |
| H40162LA | Los Angeles | Voluntary License Surrender | Rodriguez, Laura Aracely | Salesperson | 1062 N GRACIA ST CAMARILLO, CA 93010 | 7/13/2016 | 8/1/2016 | B&P 10166.051, B&P 10177(b), Reg 2910, B&P 490 | Rap Accusation | |
| H40165LA | Los Angeles | Outright Revocation | Hobson, Francisco | Salesperson | 22551 LA VINA DRIVE MISSION VIEJO, CA 92691 | 3/14/2016 | 8/2/2016 | B&P 10176(a), B&P 10176(i) | Transactional Accusation | |
| H40171LA | Los Angeles | Outright Denial of Application | Williams, Marlana Dyshon | Salesperson | 255 EAST DEL AMO BLVD #203 CARSON, CA 90745 | 3/15/2016 | 8/1/2016 | B&P 475(a)(1), B&P 10177(b), B&P 10177(j), B&P 475, B&P 480(a), B&P 10177(a), B&P 480(d) | Statement of Issues | |
| H40194LA | Los Angeles | Denial with Restricted License by Stipulation | Moore, Miles | Salesperson | 23442 CALLE PEPITA RD CORONA, CA 92883 | 8/22/2016 | 8/14/2016 | B&P 475(a)(1), B&P 475(a)(3), B&P 480(a)(2), B&P 10177(b), B&P 10177(j), B&P 480(a)(1), B&P 10177(a), B&P 475(a)(2), B&P 480(d) | Statement of Issues | |
| H40235LA | Los Angeles | Outright Revocation | Trejo, Joseph Francis | Salesperson | 4/28/2016 | 8/2/2016 | Rap Accusation | |||
| H40235LA | Los Angeles | Outright Revocation | Zubok, Cristina Juanita | Broker | 303 WOODACRE LANE MONROVIA, CA 91016 | 4/28/2016 | 8/2/2016 | Rap Accusation | ||
| H40252LA | Los Angeles | Outright Revocation | Rowell, Buster | Salesperson | 5/17/2016 | 8/22/2016 | B&P 10177(b), Reg 2910, B&P 490 | Rap Accusation | ||
| H40253LA | Los Angeles | Outright Revocation | Yi, Sam Sangwook | Broker | 3250 WILSHIRE BLVD #2160 LOS ANGELES, CA 90010 | 5/17/2016 | 8/18/2016 | B&P 10177.5 | Rap Accusation | |
| H40266LA | Los Angeles | Outright Revocation | Gladden, Dane Robert | Salesperson | 28542 N. CALEX DRIVE VALENCIA, CA 91354 | 5/25/2016 | 8/17/2016 | B&P 10177(b), B&P 10177(a), B&P 490 | Rap Accusation | |
| H40269LA | Los Angeles | Voluntary License Surrender | Garcia, Jose Bautista | Broker | 898 SIMON WY OXNARD, CA 930361451 | 7/26/2016 | 8/15/2016 | B&P 10177(b), B&P 10177(j), B&P 490 | Rap Accusation | |
| H40274LA | Los Angeles | Outright Denial of Application | Manukyan, Vahe | N/A | 6/7/2016 | 8/11/2016 | B&P 480, B&P 10177(b), B&P 475(a)(2) | Statement of Issues | ||
| H40277LA | Los Angeles | Outright Denial of Application | Liu, Feifei | N/A | 6/9/2016 | 8/12/2016 | Statement of Issues | |||
| H40279LA | Los Angeles | Outright Denial of Application | Nazur, Bill | N/A | 6/9/2016 | 8/12/2016 | B&P 475(a)(3), B&P 10177(b), B&P 10177(j), B&P 480(a)(1), B&P 475(a)(2) | Statement of Issues | ||
| H40282LA | Los Angeles | Voluntary License Surrender | Salamah, Abdel Fatah | Salesperson | 13319 LETTERMAN ST MORENO VALLEY, CA 92555 | 7/27/2016 | 8/17/2016 | B&P 10177(f) | Rap Accusation | |
| H40297LA | Los Angeles | Outright Denial of Application | Wolf, Jamie Kay | N/A | 6/27/2016 | 8/23/2016 | B&P 10177(b), B&P 480(a)(1), B&P 475(a)(2) | Statement of Issues | ||
| H40309LA | Los Angeles | D&R Service Effected - Acknowl | Fleenor, Jerry Alan | Salesperson | 668 N COAST HWY # 1166 LAGUNA BEACH, CA 92651 | 7/14/2016 | 8/4/2016 | B&P 10177(j) | Desist & Refrain | |
| H40324LA | Los Angeles | Voluntary License Surrender | Chang, May | Salesperson | 19304 AVENIDA DEL SOL WALNUT, CA 91789 | 7/26/2016 | 8/16/2016 | Other | ||
| H40346LA | Los Angeles | D&R Service - Unable to Effect | Anthony, Allan | N/A | 8/18/2016 | 8/23/2016 | B&P 10131(d), B&P 10131.2, B&P 10086 | Desist & Refrain | ||
| H40346LA | Los Angeles | D&R Service - Unable to Effect | Chang, Sam | N/A | 8/18/2016 | 8/29/2016 | B&P 10131(d), B&P 10131.2, B&P 10086 | Desist & Refrain | ||
| H40346LA | Los Angeles | D&R Service - Unable to Effect | Cruz, Sam | N/A | 8/18/2016 | 8/23/2016 | B&P 10131(d), B&P 10131.2, B&P 10086 | Desist & Refrain | ||
| H40346LA | Los Angeles | D&R Service - Unable to Effect | First Financial Of California, | N/A | 8/18/2016 | 8/23/2016 | B&P 10131(d), B&P 10131.2, B&P 10086 | Desist & Refrain | ||
| H40346LA | Los Angeles | D&R Service - Unable to Effect | Jiminez, Anilu | N/A | 8/18/2016 | 8/29/2016 | B&P 10131(d), B&P 10131.2, B&P 10086 | Desist & Refrain | ||
| H40346LA | Los Angeles | D&R Service - Unable to Effect | Martinez, Sandra | N/A | 8/18/2016 | 8/23/2016 | B&P 10131(d), B&P 10131.2, B&P 10086 | Desist & Refrain | ||
| H40346LA | Los Angeles | D&R Service - Unable to Effect | VARELA, ALLAN A. | N/A | 8/18/2016 | 8/23/2016 | B&P 10131(d), B&P 10131.2, B&P 10086 | Desist & Refrain | ||
| H40349LA | Los Angeles | Denial with Restricted License by Stipulation | Gonzalez, Jesus Dario | Salesperson | 16223 DUBESOR ST LA PUENTE, CA 91744 | 8/23/2016 | 8/13/2016 | B&P 10177(b), B&P 480(a) | Other | |
| H40354LA | Los Angeles | D&R Service Effected - Acknowl | Investree, Inc, | N/A | 8/25/2016 | 8/29/2016 | B&P 10086(a)/17006(a)(4), Fin. Code 17006(a)(4) | Desist & Refrain | ||
| H40354LA | Los Angeles | D&R Service Effected - Acknowl | Kim, Jason Jihoon | Broker Officer | 26913 AUGUSTA PLACE VALENCIA, CA 91355 | 8/25/2016 | 8/29/2016 | B&P 10086(a)/17006(a)(4), Fin. Code 17006(a)(4) | Desist & Refrain |
