Summary of Enforcement Actions (7/1/2010 - 7/31/2010)
The Department of Real Estate is a licensing and regulatory agency empowered to seek disciplinary action through the State Office of Administrative Hearings against licensees who violate specific sections of the State Business and Professions Code. We also are empowered to file orders to desist and refrain against licensed and unlicensed individuals and entities. Available on this report are the following listings: disciplinary actions initiated against real estate licensees; filed orders to desist and refrain from unlawful activities; decisions on petition applications to reinstate/remove restrictions from licenses; applications for licenses that have been denied and/or were issued restricted licenses; and licenses that have been voluntarily surrendered.
NOTE: Click on the headings to sort by a specific column.
| H-NUMBER | CITATION NO | REGION | ACTION | NAME | LICENSE TYPE | ADDRESS | PLEAD | EFFECTIVE | VIOLATIONS | TYPE |
|---|---|---|---|---|---|---|---|---|---|---|
| H02382FR | Sacramento | Revocation with Restricted License | Baltazar, Oscar F | Salesperson | 1601 ALTA VISTA DR BAKERSFIELD, CA 93305 | 5/6/2009 | 7/12/2010 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H02411FR | Sacramento | Outright Revocation | Amerilty Inc, | Corporation | 4960 ALMADEN EXPRESSWAY STE 232 SAN JOSE, CA 95118 | 8/5/2009 | 7/15/2010 | B&P 10241, B&P 10148, B&P 10130, B&P 10177(d), B&P 10137, B&P 10240 | Transactional Accusation | |
| H02411FR | Sacramento | Outright Revocation | De Leon, Vince Augustine | Broker Officer | 1000 NO LONGER IN BUSINESS CALISTOGA, CA 94515 | 8/5/2009 | 7/15/2010 | B&P 10130, B&P 10159.2, B&P 10177(d), B&P 10137, B&P 10177(h) | Transactional Accusation | |
| H02440FR | Sacramento | Outright Revocation | Cabrera, Jose | Salesperson | PO BOX 297 HOLLISTER, CA 95024 | 1/21/2010 | 7/6/2010 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H02449FR | Sacramento | Outright Revocation | Moralez Hernandez, Laura | Salesperson | 703 POLCETTO CT LOS BANOS, CA 93635 | 2/16/2010 | 7/7/2010 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H02460FR | Sacramento | Denial with Restricted License by Stipulation | Farley, Lawrence Stephen | N/A | 316 CALIFORNIA AVENUE PMB 828 RENO, NV 89509 | 7/13/2010 | 7/7/2010 | B&P 10177(f), B&P 10177(b), B&P 10177(a), B&P 480(a), B&P 480(c) | Statement of Issues | |
| H02474FR | Sacramento | Denial with Restricted License by Stipulation | Frazier, Kenneth Brian | N/A | 7/29/2010 | 7/27/2010 | B&P 10177(b), B&P 480(a) | Statement of Issues | ||
| H03617SD | Sacramento | Removal of Restrictions Granted | McNew, Autumn Leigh | N/A | 3253 MT TAMI DR SAN DIEGO, CA 92111 | 1/8/2007 | 7/14/2010 | Statement of Issues | ||
| H03618SD | Sacramento | Removal of Restrictions Granted | Lord, Lynda Marguerite | N/A | 6550 PONTO DR #58 CARLSBAD, CA 92011 | 1/8/2007 | 7/14/2010 | Statement of Issues | ||
| H03892SAC | Sacramento | Reinstatement Granted | Gordon, Steven Duane | N/A | 4787 MINERS COVE CIR LOOMIS, CA 95650 | 2/23/2004 | 7/14/2010 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H04072SD | Sacramento | Outright Revocation | Kucera, John Francis | Salesperson | P O BOX 3002 DEL MAR, CA 92014-3031 | 3/15/2010 | 7/6/2010 | B&P 10176(i), B&P 10177(b), B&P 10177(j) | Rap Accusation | |
| H04076SD | Sacramento | Outright Revocation | Hailey, Margaret Lee | Salesperson | 2627 MADISON AVE SAN DIEGO, CA 92116 | 3/17/2010 | 7/6/2010 | B&P 10177(k), B&P 10177(b), B&P 490 | Rap Accusation | |
| H04162SAC | Sacramento | Removal of Restrictions Granted | Vermilyea, James William | N/A | 194 JOHN HENRY CIRCLE FOLSOM, CA 95630 | 1/19/2005 | 7/14/2010 | B&P 10177(a), B&P 480(c) | Statement of Issues | |
| H04212SAC | Sacramento | Removal of Restrictions Granted | Friedrichs, Jennifer Lynn | N/A | 27238 TABLE MEADOW RD AUBURN, CA 95602 | 2/2/2005 | 7/14/2010 | B&P 10177(b), B&P 480(a) | Statement of Issues | |
| H04388SAC | Sacramento | Reinstatement Granted | Ruiz, Minerva Y | Salesperson | 1801 PARADISE RD MODESTO, CA 95358 | 11/4/2005 | 7/14/2010 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H04653SAC | Sacramento | Outright Revocation | Thomas, Francesca | Salesperson | 3336 BRADSHAW RD #215 SACRAMENTO, CA 95827 | 1/19/2007 | 7/15/2010 | B&P 10176(a), B&P 10177(g), B&P 10176(i), B&P 10177(j), B&P 10137, B&P 10177(d) | Transactional Accusation | |
| H04653SAC | Sacramento | Revocation with Restricted License | Turner, Stephen | Broker | 9918 MINDY LANE WILTON, CA 95693 | 1/19/2007 | 7/15/2010 | B&P 10163, Reg 2715, B&P 10165, B&P 10177(d), B&P 10177(h) | Transactional Accusation | |
| H04657SAC | Sacramento | Outright Revocation | Hautamaki, Loren Ray | Salesperson | 17 WILD ROSE CT LODI, CA 95242 | 1/26/2007 | 7/16/2010 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H05279SAC | Sacramento | Outright Revocation | McCoy, Patty Jean | Salesperson | 6887 CROSSWOOD CIR CITRUS HEIGHTS, CA 95621 | 10/20/2009 | 7/20/2010 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H05301SAC | Sacramento | Outright Revocation | Burkhalter, James Benton | Broker | 2867 HIGHGRADE ST PLACERVILLE, CA 95667 | 11/12/2009 | 7/12/2010 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H05322SAC | Sacramento | Outright Revocation | Achari, Yogesh Nadan | Salesperson | 9245 LAGUNA SPRINGS DR STE 273 ELK GROVE, CA 95758 | 12/29/2009 | 7/15/2010 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H05328SAC | Sacramento | Outright Revocation | Cook, Jarod Michael | Salesperson | 2108 GREAT DIVIDE WY ROCKLIN, CA 95765 | 1/6/2010 | 7/12/2010 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H05337SAC | Sacramento | Denial with Restricted License by Order Hearing | Basi, Harminder Singh | N/A | 259 MISSISSIPPI DR YUBA CITY, CA 95991 | 1/25/2010 | 7/6/2010 | B&P 10177(b), B&P 480(a) | Statement of Issues | |
| H05341SAC | Sacramento | Outright Revocation | Van, Thanh Tan | Salesperson | 2652 BLOSSOM CIRCLE STOCKTON, CA 95212 | 2/1/2010 | 7/12/2010 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H05350SAC | Sacramento | Outright Denial of Application | Sharif, Ali | N/A | 366 GRAND AVENUE #305 OAKLAND, CA 94610 | 2/24/2010 | 7/29/2010 | B&P 10177(b), B&P 480(a), B&P 10177(a), B&P 480(c) | Statement of Issues | |
| H05351SAC | Sacramento | Denial with Restricted License by Order Hearing | Olmsted, Carol Sujin | N/A | 2715 SHERIDAN WAY SACRAMENTO, CA 95821 | 2/24/2010 | 7/12/2010 | B&P 10177(b), B&P 480(a) | Statement of Issues | |
| H05406SAC | Sacramento | D&R Service - Unable to Effect | Henry, E. | N/A | 6/9/2010 | 7/1/2010 | Desist & Refrain | |||
| H05406SAC | Sacramento | D&R Service - Unable to Effect | National Financial Assistance Llc, | N/A | 6/9/2010 | 7/1/2010 | Desist & Refrain | |||
| H09575SF | Sacramento | Reconsideration Granted | Alcaraz, Raul Patrick | Broker | 3195 DIABLO SHADOW DRIVE WALNUT CREEK, CA 94598 | 8/22/2006 | 7/14/2010 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H10082SF | Sacramento | Outright Revocation | Atencio, Robert Paul | Salesperson | 2988 GRASSINA ST #327 SAN JOSE, CA 95136 | 6/2/2008 | 7/15/2010 | B&P 10177(g), B&P 10176(a), B&P 10176(c), B&P 10176(i) | Transactional Accusation | |
| H10082SF | Sacramento | Outright Revocation | Nguyen, John Trung | Salesperson | 2062 TREEWOOD LN SAN JOSE, CA 95132- | 6/2/2008 | 7/15/2010 | B&P 10176(a), B&P 10177(g), B&P 10176(c), B&P 10176(i) | Transactional Accusation | |
| H10722SF | Sacramento | Suspension with Stay - Monetary Penalty | Marples & Associates Inc, | Corporation | 8340 BRENTWOOD BLVD BRENTWOOD, CA 94513 | 6/23/2010 | 7/13/2010 | Reg 2835, B&P 10148, B&P 10176(e), Reg 2832, B&P 10145, B&P 10177(d), Reg 2831.2 | Audit Accusation | |
| H10722SF | Sacramento | Suspension with Stay - Monetary Penalty | Marples, Catherine Christine | Broker Officer | 8340 BRENTWOOD BLVD BRENTWOOD, CA 94513 | 6/23/2010 | 7/13/2010 | Reg 2832.1, B&P 10148, B&P 10159.2, B&P 10145, B&P 10177(d), Reg 2831.2 | Audit Accusation | |
| H10736SF | Sacramento | Outright Revocation | BT Investment and Loan Inc, | Corporation | 7/22/2009 | 7/6/2010 | B&P 10232.25(d), B&P 10176(a), B&P 10177(g), B&P 10232(e), B&P 10176(c), B&P 10232.5, B&P 10232, B&P 10232.4, B&P 10176(i), B&P 10177(o), B&P 10159.2, B&P 10177(j), B&P 10177(d), B&P 10232.2(c), B&P 10232.2(b) | Transactional Accusation | ||
| H10736SF | Sacramento | Outright Revocation | Parker, Bill Martin | Broker Officer | 31 WAY POINTS RD DANVILLE, CA 94526 | 7/22/2009 | 7/6/2010 | B&P 10176(a), B&P 10177(g), B&P 10232.25(d), B&P 10232(e), B&P 10176(c), B&P 10232.5, B&P 10232, B&P 10232.4, B&P 10176(i), B&P 10177(o), B&P 10159.2, B&P 10177(j), B&P 10177(d), B&P 10232.2(c), B&P 10232.2(b) | Transactional Accusation | |
| H10764SF | Sacramento | Outright Revocation | Vacations By The Sea Inc, | Corporation | 9/25/2009 | 7/22/2010 | Reg 2832.1, Reg 2834, Reg 2831, B&P 10162, Reg 2831.1, Reg 2715, B&P 10145, B&P 10177(d), Reg 2831.2 | Audit Accusation | ||
| H10764SF | Sacramento | Revocation with Restricted License | Moles, Delaine Keeney | Officer | P O BOX 943 APTOS, CA 95001-0943 | 9/25/2009 | 7/22/2010 | Reg 2725, B&P 10177(d) | Audit Accusation | |
| H10789SF | Sacramento | Outright Revocation | Williams, Scott Ryan | Salesperson | 2010 CROW CANYON PLACE STE 100 SAN RAMON, CA 94583 | 10/24/2009 | 7/20/2010 | B&P 10177(k), B&P 10177(b), B&P 490 | Rap Accusation | |
| H10825SF | Sacramento | Denial with Restricted License by Order Hearing | Salazar Duran, Sergio | Salesperson | 1575 ALDRICH WAY SAN JOSE, CA 95121 | 12/29/2009 | 7/12/2010 | B&P 10177(b), B&P 480(a) | Statement of Issues | |
| H10829SF | Sacramento | Outright Revocation | Beasley, Kenneth Edward | Broker Officer | 390 DIABLO RD STE 130 DANVILLE, CA 94526 | 12/29/2009 | 7/20/2010 | Reg 2831, B&P 10231.2, B&P 10130, B&P 10232.4, Reg 2831.1, Reg 2831(a)(6), Reg 2832, B&P 10177(d), B&P 10145, Reg 2831.2, B&P 10234 | Audit Accusation | |
| H10855SF | Sacramento | Outright Revocation | Durham, Ronald Ray | Salesperson | 2/18/2010 | 7/1/2010 | B&P 10177(b), B&P 490 | Rap Accusation | ||
| H10857SF | Sacramento | Outright Revocation | Ubay, Wilfredo Doctolero | Salesperson | 2/18/2010 | 7/1/2010 | B&P 10177(b), B&P 490 | Rap Accusation | ||
| H10863SF | Sacramento | Outright Revocation | Rosenblum, Vladimir Leo | Salesperson | 214 CALISTOGA ROAD SANTA ROSA, CA 95409 | 2/25/2010 | 7/12/2010 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H10880SF | Sacramento | D&R Service Effected - Per Ser | Tomera, Vincent Eugene | Broker Officer | 3/18/2010 | 7/19/2010 | B&P 10130 | Desist & Refrain | ||
| H10893SF | Sacramento | Outright Revocation | Klossner, Michael Alan | Salesperson | 3/29/2010 | 7/12/2010 | B&P 10177(b), B&P 490 | Rap Accusation | ||
| H28484LA | Los Angeles | Reinstatement Denied | Wong, Tony | Broker | 4/12/2000 | 7/16/2010 | B&P 10177.5 | Transactional Accusation | ||
| H29012LA | Los Angeles | Reinstatement Denied | Milbourn, Derrick Rudolph | Salesperson | 4/10/2001 | 7/16/2010 | B&P 10177(a), B&P 498 | Rap Accusation | ||
| H29428LA | Los Angeles | Reinstatement Denied | Security Pacific Mortgage, Corporation | Corporation | PO BOX 1968 BIG BEAR LAKE, CA 92315 | 3/20/2002 | 7/16/2010 | B&P 10177(g), Reg 2832.1, Reg 2831, Reg 2830.1, Reg 2950(d), Reg 2951, B&P 10137, B&P 10145, B&P 10177(d), Reg 2950(g), Reg 2831.2 | Audit Accusation | |
| H30926LA | Los Angeles | Reinstatement Denied | Krauss, Marie Ban | N/A | 935 OXFORD AVE MARINA DEL REY, CA 90292 | 5/20/2004 | 7/16/2010 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H31852LA | Los Angeles | Removal of Restrictions Denied | Garcia, Alexandra Almeraz | Salesperson | 1317 POST OAK PARK DR #608 HOUSTON, TX 77027 | 4/21/2005 | 7/16/2010 | B&P 10177(b), B&P 480(a) | Statement of Issues | |
| H32138LA | Los Angeles | Reinstatement Denied | Francis, Thaddeus Michael | Salesperson | 1484 VERSAILLES DR PALM SPRINGS, CA 92264 | 8/16/2005 | 7/16/2010 | B&P 10177(b), B&P 480(a)(1), B&P 475(a)(2) | Statement of Issues | |
| H32201LA | Los Angeles | Reinstatement Denied | Chandra, Jagdish | Broker | 1937 AVENIDA DEL OSSA FULLERTON, CA 92833- | 9/26/2005 | 7/16/2010 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H33244LA | Los Angeles | Reinstatement Denied | Quinteros, Tatihana | Broker Officer | 1224 E KATELLA AVE STE 207 ORANGE, CA 92867 | 5/12/2008 | 7/16/2010 | B&P 10176(a), B&P 10177(g), B&P 10148, Reg 2834, Reg 2831, B&P 10159.5, B&P 10176(i), Reg 2951, Reg 2950(d), Reg 2843, B&P 10159.2, Reg 2832, Reg 2831.1, B&P 10137, Reg 2950(h), Reg 2731, Reg 2725, B&P 10177(h), B&P 10177(d), B&P 10145, Reg 2950(e), Reg 2840.1, Reg 2831.2, B&P 10240 | Transactional Accusation | |
| H33774LA | Los Angeles | Removal of Restrictions Granted | Espinoza, Jose Dolores | Broker | 78115 CALLE ESTADO STE 203 LA QUINTA, CA 92253-3919 | 8/15/2007 | 7/8/2010 | B&P 10177(b), B&P 480(a) | Statement of Issues | |
| H34173LA | Los Angeles | D&R Service - Unable to Effect | Incore Group Inc, | Corporation | 23332 MILL CREEK DR #155 LAGUNA HILLS, CA 92653 | 8/7/2007 | 7/19/2010 | B&P 10145(g), B&P 10176(e), B&P 10240 | Desist & Refrain | |
| H34791LA | Los Angeles | Suspension No Stay | Romero, Daniel Louis | Salesperson | 2547 COOLIDGE AVENUE LOS ANGELES, CA 90064-0000 | 4/2/2008 | 7/21/2010 | B&P 10177(k) | Rap Accusation | |
| H34879LA | Los Angeles | Suspension No Stay | Gutierrez, Michael Lawrence | Salesperson | 3738 LINWOOD PL RIVERSIDE, CA 92506 | 4/29/2008 | 7/21/2010 | B&P 10177(k) | Rap Accusation | |
| H35349LA | Los Angeles | Outright Revocation | Luzal Inc, | Corporation | 411 N CENTRAL AVE STE B UPLAND, CA 91786 | 9/26/2008 | 7/7/2010 | B&P 10177(g), B&P 10177(d) | Other | |
| H35571LA | Los Angeles | Outright Revocation | Avalos, Sindey | Broker Officer | 19321 FAIRHAVEN EXT COWAN HEIGHTS, CA 92705 | 4/1/2009 | 7/19/2010 | Reg 2970, B&P 10177(g), Reg 2972, B&P 10146, Reg 2831, B&P 10176(i), B&P 10177(j), B&P 10159.2, Reg 2831.1, B&P 10177(d), B&P 10177(h), B&P 10145, Reg 2831.2, B&P 10085, B&P 10176(e)/2835(a) | Audit Accusation | |
| H35571LA | Los Angeles | Outright Revocation | First Housing Of America Inc, | Corporation | 2911 S BRISTOL ST #B SANTA ANA, CA 92704- | 4/1/2009 | 7/8/2010 | Reg 2970, B&P 10177(g), Reg 2972, B&P 10177(f), B&P 10146, Reg 2835, B&P 10176(e), Reg 2831, B&P 10176(i), B&P 10177(j), Reg 2831.1, B&P 10177(d), B&P 10145, Reg 2831.2, B&P 10085 | Audit Accusation | |
| H35571LA | Los Angeles | Outright Revocation | Home Owners Assistance, | Corporation | 4/1/2009 | 7/8/2010 | Reg 2970, B&P 10177(g), Reg 2972, B&P 10146, Reg 2835, B&P 10177(f), B&P 10176(e), Reg 2831, B&P 10130, B&P 10176(i), B&P 10177(j), Reg 2831.1, B&P 10177(d), B&P 10145, Reg 2831.2, B&P 10085 | Audit Accusation | ||
| H35571LA | Los Angeles | Outright Revocation | Toro, Dean Eric | Broker Officer | 3213 SOUTH DOUGLAS STREET SANTA ANA, CA 92704 | 4/1/2009 | 7/8/2010 | Reg 2970, B&P 10177(g), Reg 2972, B&P 10176(a), B&P 10146, Reg 2835, B&P 10176(c), B&P 10176(e), Reg 2831, B&P 10130, B&P 10176(i), B&P 10177(j), B&P 10159.2, Reg 2831.1, B&P 10177(d), B&P 10177(h), B&P 10145, B&P 10137, Reg 2831.2, B&P 10176(b), B&P 10085 | Audit Accusation | |
| H35650LA | Los Angeles | Outright Revocation | Barry, Michelle | Salesperson | 1/27/2009 | 7/19/2010 | B&P 10177(b) | Rap Accusation | ||
| H35661LA | Los Angeles | Outright Revocation | Gutierrez, Jose H | Salesperson | 8280 FLORENCE #150 DOWNEY, CA 90240 | 1/28/2009 | 7/19/2010 | B&P 10177(b) | Rap Accusation | |
| H35663LA | Los Angeles | Revocation with Restricted License | De Lorenzo, Cristina Amelia | Salesperson Officer | 616 W HART PL MONTEBELLO, CA 90640 | 6/14/2010 | 7/14/2010 | B&P 10177(g), B&P 10176(g), Reg 2831, Reg 2840, Reg 2831.1, B&P 10236.4(b), B&P 10145, B&P 10137, B&P 10177(d), B&P 10177(h), B&P 10240 | Audit Accusation | |
| H35743LA | Los Angeles | Outright Revocation | J&R First Plus Financial Inc, | Corporation | 1616 EAST 4TH ST #230 SANTA ANA, CA 92701 | 3/4/2009 | 7/26/2010 | B&P 10177(f), Reg 2742, B&P 10177(d) | Transactional Accusation | |
| H35808LA | Los Angeles | Outright Revocation | Moreno, Fred | Salesperson | 16490 CANELONES DR HACIENDA HEIGHTS, CA 91745- | 3/26/2009 | 7/27/2010 | B&P 10176(a), B&P 10177(g), B&P 10177(f), B&P 10176(i), B&P 10177(j) | Transactional Accusation | |
| H35808LA | Los Angeles | Outright Revocation | Moreno, Margaret Garcia | Salesperson | 16490 CANELONES DR HACIENDA HEIGHTS, CA 91745 | 3/26/2009 | 7/27/2010 | B&P 10176(a), B&P 10177(g), B&P 10177(f), B&P 10176(i), B&P 10177(j) | Transactional Accusation | |
| H35808LA | Los Angeles | Outright Revocation | Nieto, Angelica | Salesperson | 3/26/2009 | 7/27/2010 | B&P 10176(a), B&P 10177(g), B&P 10177(f), B&P 10176(i), B&P 10177(j) | Transactional Accusation | ||
| H35808LA | Los Angeles | Outright Revocation | Robinson, Joseph Wiley | Salesperson | 15405 BARATA ST HACIENDA HEIGHTS, CA 91745 | 3/26/2009 | 7/27/2010 | B&P 10176(a), B&P 10177(g), B&P 10177(f), B&P 10176(i), B&P 10177(j) | Transactional Accusation | |
| H35808LA | Los Angeles | Outright Revocation | RoyalCourt Mortgage Inc, | Corporation | 1203 S EUCLID ST ANAHEIM, CA 92802 | 3/26/2009 | 7/27/2010 | B&P 10176(a), B&P 10177(g), B&P 10177(f), B&P 10176(i), B&P 10177(j) | Transactional Accusation | |
| H35849LA | Los Angeles | Reconsideration Denied | Gudiel, Clifford J | N/A | 4/9/2009 | 7/29/2010 | B&P 10177(b) | Statement of Issues | ||
| H35990LA | Los Angeles | Outright Revocation | Werner Financial Group Inc, | Corporation | 5/26/2009 | 7/26/2010 | B&P 10177.5 | Transactional Accusation | ||
| H35990LA | Los Angeles | Outright Revocation | Werner, Jeffrey Douglas | Broker Officer | 101 N VICTORY BLVD STE G BURBANK, CA 91502 | 5/26/2009 | 7/26/2010 | B&P 10177.5 | Transactional Accusation | |
| H36116LA | Los Angeles | Revocation with Restricted License | Schroeder, Lisa Lynn | Salesperson | P O BOX 1072 LONG BEACH, CA 90801 | 7/16/2009 | 7/12/2010 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H36183LA | Los Angeles | D&R Service - Unable to Effect | Seny, Isaac Daryl | Broker | 19980 VIA NATALIE YORBA LINDA, CA 92887 | 8/19/2009 | 7/10/2010 | B&P 10235, Reg 2847.3, Reg 2848 | Desist & Refrain | |
| H36206LA | Los Angeles | Suspension[with stay] | Bindi, Vincent Dominic | N/A | 29522 VIA VALVERDE LAGUNA NIGUEL, CA 92677 | 6/28/2010 | 7/19/2010 | B&P 10177(h) | Transactional Accusation | |
| H36206LA | Los Angeles | Suspension[with stay] | NIVI Inc, | N/A | 6/28/2010 | 7/19/2010 | B&P 10177(g), B&P 10085 | Transactional Accusation | ||
| H36232LA | Los Angeles | Outright Revocation | Prudent Realty & Financial Services Inc, | Corporation | 9/10/2009 | 7/14/2010 | B&P 10176(a), B&P 10177(g), B&P 10176(i), B&P 10177(d) | Transactional Accusation | ||
| H36232LA | Los Angeles | Revocation with Restricted License | Mathews, Susan C M | Salesperson Officer | 2641 EVELYN AVE WEST COVINA, CA 91792 | 9/10/2009 | 7/14/2010 | B&P 10176(a), B&P 10177(g), B&P 10176(i), B&P 10177(d) | Transactional Accusation | |
| H36236LA | Los Angeles | Revocation with Restricted License | Phan, Thien Vi | N/A | 15926 MT MATTERHORN ST FOUNTAIN VALLEY, CA 92708 | 9/10/2009 | 7/12/2010 | B&P 10177(b) | Rap Accusation | |
| H36282LA | Los Angeles | Outright Revocation | Singh, Gurjeet | Broker | 8624 RESEDA BLVD NORTHRIDGE, CA 91324 | 9/29/2009 | 7/19/2010 | B&P 10177(b) | Rap Accusation | |
| H36314LA | Los Angeles | Outright Revocation | Alfaro, Marlon Alexander | N/A | 10/22/2009 | 7/15/2010 | B&P 10177(g), B&P 10130, B&P 10177(j), B&P 10131(d), B&P 10177(d) | Transactional Accusation | ||
| H36320LA | Los Angeles | Outright Denial of Application | Reys, Lev | N/A | 10/26/2009 | 7/27/2010 | B&P 10177(b), B&P 480(a), B&P 475(a)(2) | Statement of Issues | ||
| H36323LA | Los Angeles | Outright Revocation | Robinson, Kelley Omar | Salesperson | 5628 MARBURN AVE LOS ANGELES, CA 90043 | 10/27/2009 | 7/7/2010 | B&P 10177(b), B&P 10177(a), B&P 498, B&P 490 | Rap Accusation | |
| H36338LA | Los Angeles | Outright Denial of Application | Whitmore, Megan D | Salesperson | 11/3/2009 | 7/21/2010 | B&P 475(a)(1), B&P 10177(b), B&P 10177(a), B&P 480(a), B&P 475(a)(2), B&P 480(c) | Statement of Issues | ||
| H36342LA | Los Angeles | Suspension[with stay] | Lewis, Joseph Maurice | Broker | 1732 AVIATION BLVD #315 REDONDO BEACH, CA 90278 | 11/4/2009 | 7/22/2010 | B&P 10177(g), B&P 10162, Reg 2715, B&P 10165, B&P 10177(d) | Transactional Accusation | |
| H36355LA | Los Angeles | Outright Denial of Application | Padilla, Herman | N/A | 11/12/2009 | 7/22/2010 | B&P 10177(b) | Statement of Issues | ||
| H36375LA | Los Angeles | Outright Denial of Application | Padilla, Gilbert | N/A | 12/7/2009 | 7/21/2010 | B&P 10177(b), B&P 10177(a) | Statement of Issues | ||
| H36387LA | Los Angeles | Outright Denial of Application | Gitmed, John D | N/A | 12/16/2009 | 7/27/2010 | B&P 475(a)(1), B&P 10177(b), B&P 10177(a), B&P 480(a), B&P 475(a)(2), B&P 480(c) | Statement of Issues | ||
| H36403LA | Los Angeles | Outright Denial of Application | Middione, Angelo Jerome | Salesperson | 35367 DATE PALM STREET WINCHESTER, CA 92596 | 1/5/2010 | 7/21/2010 | B&P 10177(f), B&P 10177(b), B&P 10177(a) | Statement of Issues | |
| H36410LA | Los Angeles | Denial with Restricted License by Order Hearing | Martin, Juan Manuel | N/A | 4622 152ND ST LAWNDALE, CA 90260 | 1/12/2010 | 7/12/2010 | B&P 10177(b), B&P 480(a)(1), B&P 475(a)(2) | Statement of Issues | |
| H36427LA | Los Angeles | Outright Denial of Application | Galadzhyan, Harutyun | N/A | 1/19/2010 | 7/22/2010 | B&P 10177(b), B&P 480(a)(1), B&P 475(a)(2) | Statement of Issues | ||
| H36446LA | Los Angeles | Outright Revocation | Gold, Stephen Ward | Broker | 1572O VENTURA BLV # 400 ENCINO, CA 91436 | 2/1/2010 | 7/19/2010 | B&P 10177.5 | Transactional Accusation | |
| H36465LA | Los Angeles | D&R Service Effected - Per Ser | Hernandez, Dagoberto | N/A | 2/17/2010 | 7/30/2010 | B&P 10131(d), B&P 10086, B&P 10085 | Desist & Refrain | ||
| H36471LA | Los Angeles | Outright Revocation | Spectrum Capital Services Inc, | Corporation | 1/18/2011 | 7/19/2010 | B&P 10176(a), B&P 10177(g), B&P 10176(i), B&P 10137, B&P 10177(d) | Transactional Accusation | ||
| H36495LA | Los Angeles | Voluntary License Surrender | NetDirect Mortgage Corporation, | Corporation | 7/2/2010 | 7/22/2010 | B&P 10177(f), B&P 10177(d), Reg 2742(c) | Transactional Accusation | ||
| H36503LA | Los Angeles | Outright Revocation | SouthCoast Mortgage Company Inc, | Corporation | 500 EAST CARSON ST #207 CARSON, CA 90745 | 3/28/2011 | 7/13/2010 | B&P 10176(a), B&P 10177(g), B&P 10148, B&P 10137, B&P 10177(d) | Transactional Accusation | |
| H36517LA | Los Angeles | Outright Revocation | Hamilton, Norman Etheredge | Salesperson | 10827 LEOLANG AVE SUNLAND, CA 91040 | 3/21/2010 | 7/22/2010 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H36525LA | Los Angeles | Outright Revocation | Abbott, Devon Eileen | Salesperson | 1129 EAST IMPERIAL HWY PLACENTIA, CA 92870 | 3/21/2010 | 7/26/2010 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H36559LA | Los Angeles | Outright Revocation | Palmer, Leonardo E | Salesperson | 3/27/2010 | 7/29/2010 | B&P 10177(b), B&P 490 | Rap Accusation | ||
| H36602LA | Los Angeles | Outright Revocation | Gonzalez, Mariano | Broker Officer | 12631 IMPERIAL HWY C 105 SANTA FE SPRINGS, CA 90670 | 4/21/2010 | 7/21/2010 | Reg 2832.1, B&P 10177(g), B&P 10176(a), Reg 2834, Reg 2835, B&P 10148, Reg 2831, B&P 10176(i), Reg 2832, B&P 10159.2, B&P 10145, B&P 10177(d), B&P 10177(h), Reg 2831.2 | Audit Accusation | |
| H36602LA | Los Angeles | Outright Revocation | The Pro Vista Group Inc, | Corporation | 4/21/2010 | 7/21/2010 | Reg 2832.1, B&P 10177(g), B&P 10176(a), Reg 2834, Reg 2835, B&P 10148, Reg 2831, B&P 10176(e), B&P 10176(i), B&P 10145, B&P 10177(d), Reg 2831.2 | Audit Accusation | ||
| H36670LA | Los Angeles | Voluntary License Surrender | Leon, Carolina | Salesperson | 3916 OLIVE ST HUNTINGTON PARK, CA 90255- | 7/1/2010 | 7/21/2010 | B&P 10176(a), B&P 10176(i), B&P 10177(j), B&P 10176(b) | Transactional Accusation | |
| H36702LA | Los Angeles | D&R Service - Unable to Effect | Waters, Chris Jameson | N/A | 6/29/2010 | 7/7/2010 | B&P 10130 | Desist & Refrain | ||
| H36703LA | Los Angeles | D&R Service - Unable to Effect | Dadar, Areyo | Broker Officer | 6331 NANCY RIDGE RD #B SAN DIEGO, CA 92121 | 6/29/2010 | 7/30/2010 | B&P 10137 | Desist & Refrain | |
| H36703LA | Los Angeles | D&R Service - Unable to Effect | La Jolla Lending & Real Estate Inc, | Corporation | 1135 GARNET AVE #18 SAN DIEGO, CA 92109 | 6/29/2010 | 7/8/2010 | B&P 10137 | Desist & Refrain | |
| H36713LA | Los Angeles | Voluntary License Surrender | Alvare, Andres | Salesperson | 124 N PARKWOOD AVE PASADENA, CA 91107 | 7/2/2010 | 7/22/2010 | Other | ||
| H36715LA | Los Angeles | D&R Service Effected - Acknowl | Morris Financial Services Inc, | N/A | 7/6/2010 | 7/16/2010 | Reg 2970, B&P 10085 | Desist & Refrain | ||
| H36715LA | Los Angeles | D&R Service Effected - Acknowl | Morris, Gregory Scott | Broker | 7/6/2010 | 7/16/2010 | Reg 2970, B&P 10085 | Desist & Refrain | ||
| H36716LA | Los Angeles | Denial with Restricted License by Stipulation | Osorio, Nelson Omar | Salesperson | 4111 SOUTH MORGANFIELD AVENUE WEST COVINA, CA 91792 | 7/16/2010 | 7/13/2010 | B&P 10177(b) | Statement of Issues | |
| H36728LA | Los Angeles | Denial with Restricted License by Stipulation | Grayeli, Homan Robert | Salesperson | 3492 QUEENS CT COSTA MESA, CA 92626 | 7/26/2010 | 7/26/2010 | B&P 475(a)(1), B&P 10177(b), B&P 480(a), B&P 10177(a), B&P 475(a)(2), B&P 480(c) | Statement of Issues | |
| H36740LA | Los Angeles | D&R Service Effected - Per Ser | Rodriguez, Natalie Sue | N/A | 7/29/2010 | 7/29/2010 | B&P 10167.2 | Desist & Refrain |
