Summary of Enforcement Actions (10/1/2012 - 10/31/2012)
The Department of Real Estate is a licensing and regulatory agency empowered to seek disciplinary action through the State Office of Administrative Hearings against licensees who violate specific sections of the State Business and Professions Code. We also are empowered to file orders to desist and refrain against licensed and unlicensed individuals and entities. Available on this report are the following listings: disciplinary actions initiated against real estate licensees; filed orders to desist and refrain from unlawful activities; decisions on petition applications to reinstate/remove restrictions from licenses; applications for licenses that have been denied and/or were issued restricted licenses; and licenses that have been voluntarily surrendered.
NOTE: Click on the headings to sort by a specific column.
| H-NUMBER | CITATION NO | REGION | ACTION | NAME | LICENSE TYPE | ADDRESS | PLEAD | EFFECTIVE | VIOLATIONS | TYPE |
|---|---|---|---|---|---|---|---|---|---|---|
| H01906FR | Sacramento | Removal of Restrictions Granted | Smith, Anthony William | Salesperson | 1145 GRANITE CT MERCED, CA 95340 | 4/12/2006 | 10/11/2012 | B&P 10177(b), B&P 480(a) | Statement of Issues | |
| H02214FR | Sacramento | Removal of Restrictions Granted | Avila, Rosalio | Broker | 3489 W DUDLEY AVE FRESNO, CA 93722 | 12/17/2007 | 10/11/2012 | B&P 10177(b), B&P 480(a) | Statement of Issues | |
| H02586SD | Sacramento | Reinstatement Granted | Aguirre, Manuel Rios | Broker | 900 LANE AVE STE 130 CHULA VISTA, CA 91914 | 10/30/2000 | 10/11/2012 | B&P 10148, B&P 10159.5, Reg 2731(a), Reg 2831, Reg 2832(a), B&P 10160, B&P 10161.8(a), Reg 2831.1, B&P 10165, B&P 10177(d), B&P 10145, Reg 2831.2 | Audit Accusation | |
| H02638FR | Sacramento | Suspension with Stay - Monetary Penalty | Combs, Stanley Michael | Broker | 2304 LEESEME LN MODESTO, CA 95351 | 9/21/2012 | 10/11/2012 | B&P 10177(g), B&P 10176(a), B&P 10159.5, B&P 10176(i), B&P 10177(j), Reg 2832, B&P 10145, B&P 10177(d), Reg 2731 | Audit Accusation | |
| H02656FR | Sacramento | Outright Revocation | Continental Solutions Corporation, | Corporation | 16900 LAKEWOOD BLVD STE 211 BELLFLOWER, CA 90706 | 8/12/2011 | 10/15/2012 | B&P 10176(a), B&P 10176(i), B&P 10176(b), B&P 10085 | Transactional Accusation | |
| H02656FR | Sacramento | Outright Revocation | Martinez, Cesar | Broker Officer | 16900 LAKEWOOD BLVD SUITE 211 BELLFLOWER, CA 90706 | 8/12/2011 | 10/15/2012 | B&P 10177(g), B&P 10177(h) | Transactional Accusation | |
| H02664FR | Los Angeles | Suspension with Stay - Monetary Penalty | Martinez, Rene | N/A | P.O. BOX 753 SOLVANG, CA 93464 | 10/10/2012 | 10/30/2012 | B&P 10177(d), B&P 10085.5, B&P 10085 | Transactional Accusation | |
| H02679FR | Sacramento | Outright Revocation | Ramirez, Elena | Salesperson | 10/3/2011 | 10/12/2012 | B&P 10176(a), B&P 10177(g), B&P 10130, B&P 10176(i), B&P 10177(d), B&P 10085.5, B&P 10176(b) | Transactional Accusation | ||
| H02683FR | Sacramento | Suspension with Stay - Monetary Penalty | Kaweah Financial Group Inc, | Corporation | PO BOX 1150 VISALIA, CA 93279 | 10/21/2011 | 10/1/2012 | B&P 10177(g) | Transactional Accusation | |
| H02683FR | Sacramento | Suspension with Stay - Monetary Penalty | Shanes, Ernie Byron | N/A | 720 W ACEQUIA VISALIA, CA 93291 | 10/21/2011 | 10/1/2012 | B&P 10177(h) | Transactional Accusation | |
| H02760FR | Sacramento | Outright Revocation | Raffanti, Daniel George | Broker | 6/13/2012 | 10/18/2012 | B&P 10162, B&P 10145, B&P 10177(d) | Audit Accusation | ||
| H02762FR | Sacramento | Public Reprovals | Acevedo, Jose Luis | N/A | 2605 1ST ATWATER, CA 95301 | 9/13/2012 | 10/3/2012 | B&P 10177(g), B&P 10176(a) | Transactional Accusation | |
| H02766SD | Sacramento | Reinstatement Granted | Caudill, Lee Davis | Salesperson | 2468 HISTORIC DECATUR #150 SAN DIEGO, CA 92106 | 4/2/2003 | 10/22/2012 | B&P 10177(k), B&P 10176(a), B&P 10176(i) | Transactional Accusation | |
| H02768FR | Sacramento | Denial with Restricted License by Order Hearing | Araujo, Luis Filipe | Salesperson | PO BOX 1505 CERES, CA 95307 | 6/27/2012 | 10/23/2012 | B&P 10177(b), B&P 480(a) | Statement of Issues | |
| H02778FR | Sacramento | D&R Service Effected - Acknowl | Sharp, Sandra | N/A | 9/20/2012 | 10/10/2012 | B&P 10130, B&P 10131(d), B&P 10131.2 | Desist & Refrain | ||
| H02782FR | Sacramento | Voluntary License Surrender | Georgiou, Andrew Stavros | Broker | 9/28/2012 | 10/18/2012 | Other | |||
| H02788FR | Sacramento | D&R Service Effected - Acknowl | Esparza, Pedro | Salesperson | 1434 COFFEE RD MODESTO, CA 95355 | 10/26/2012 | 10/29/2012 | Desist & Refrain | ||
| H03142SD | Sacramento | Reinstatement Granted | Masanes, Edgardo | Broker Officer | 1328 N PARADISE RIDGE WAY CHULA VISTA, CA 91915 | 1/31/2005 | 10/12/2012 | B&P 10176(a), B&P 10177(g), B&P 10177.5, B&P 10176(i), B&P 10159.2, B&P 10177(h), B&P 10177(d), B&P 10240 | Transactional Accusation | |
| H03193SD | Sacramento | Reinstatement Granted | Rusin, Craig William | Broker Officer | 555O VIA BELLO SAN DIEGO, CA 92111 | 1/23/2008 | 10/11/2012 | Reg 2910 | Audit Accusation | |
| H03713SD | Sacramento | Removal of Restrictions Granted | Bordeaux, William Lee | N/A | 1611 A SOUTH MELROSE DR #109 VISTA, CA 92081 | 1/9/2008 | 10/11/2012 | B&P 10177(b), B&P 10177(a) | Statement of Issues | |
| H03808SD | Sacramento | Removal of Restrictions Granted | Hale, Richard Joseph | Salesperson | 5694 MISSION CENTER RD #426 SAN DIEGO, CA 92108 | 5/9/2008 | 10/12/2012 | B&P 10177(b), B&P 480(a) | Statement of Issues | |
| H03838SD | Sacramento | Reinstatement Denied | Scheinok, Allen M | Salesperson | 10755 F SCRIPPS POWAY PARKWAY #539 SAN DIEGO, CA 92131 | 7/9/2008 | 10/9/2012 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H03950SD | Los Angeles | Removal of Restrictions Granted | Peterson, Ashley Olivia | Salesperson | 13308 KIBBINGS ROAD SAN DIEGO, CA 92130 | 6/30/2009 | 10/16/2012 | B&P 10177(b), B&P 10177(a), B&P 480(a), B&P 480(c) | Statement of Issues | |
| H04182SAC | Sacramento | Removal of Restrictions Denied | Lyons, Robert | N/A | 2/9/2005 | 10/9/2012 | B&P 10177(b), B&P 480(a), B&P 10177(a), B&P 480(c) | Statement of Issues | ||
| H04229SD | Sacramento | Outright Revocation | Agosto-Wiswasser, Maria | Salesperson | P O BOX 8111 CHULA VISTA, CA 91912 | 8/23/2011 | 10/12/2012 | B&P 10176(a), B&P 10145(c), B&P 10176(i), B&P 10177(j), B&P 10177(d), B&P 10137, B&P 10085.5, B&P 10176(b), B&P 10085 | Transactional Accusation | |
| H04245SD | Sacramento | Outright Revocation | Freeland, C Douglas | N/A | 10/31/2011 | 10/11/2012 | B&P 10176(a), Reg 2970, Reg 2972, B&P 10177(g), B&P 10146, B&P 10130, B&P 10176(i), B&P 10137, B&P 10177(d), B&P 10145, B&P 10176(b), B&P 10085.5, B&P 10085.6, B&P 10085 | Transactional Accusation | ||
| H04333SAC | Sacramento | Reinstatement Granted | Lee, Ze Max | Broker | 9381 E STOCKTON BLVD SUITE 214 ELK GROVE, CA 95624 | 7/28/2008 | 10/12/2012 | B&P 10176(a), B&P 10177(g), Reg 2726, Reg 2832(a), B&P 10176(i), Reg 2831(a)(6), Reg 2832(c), B&P 10145, B&P 10177(d) | Transactional Accusation | |
| H04348SD | Sacramento | Outright Denial of Application | Concepcion, Dante Raphael | N/A | 5/21/2012 | 10/17/2012 | Reg 2910 | Statement of Issues | ||
| H04349SD | Sacramento | Outright Revocation | Epifany Properties Inc, | Corporation | 5/21/2012 | 10/18/2012 | B&P 10145(a), B&P 10177(g), Reg 2970, Reg 2832.1, B&P 10148, Reg 2835, Reg 2834, B&P 10140.6, Reg 2831, B&P 10176(i), B&P 10161.8, B&P 10177(j), Reg 2831.1, Reg 2832, B&P 10177(d), B&P 10137, Reg 2773, B&P 10177(h), Reg 2831.2, B&P 10085 | Audit Accusation | ||
| H04349SD | Sacramento | Outright Revocation | St. Rose, Richard Patrick Anthony | Broker Officer | 1230 COLUMBIA ST SUITE #850 SAN DIEGO, CA 92101 | 5/21/2012 | 10/18/2012 | B&P 10177(g), B&P 10159.2, Reg 2725, B&P 10177(h) | Audit Accusation | |
| H04392SD | Sacramento | Voluntary License Surrender | Howard, Kiele Danielle | Salesperson | 5771 MISSION CENTER ROAD APT 212 SAN DIEGO, CA 92108 | 9/21/2012 | 10/11/2012 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H04411SD | Sacramento | D&R Service - Unable to Effect | Murphy, Matthew | N/A | 9/25/2012 | 10/9/2012 | B&P 10131(d) | Desist & Refrain | ||
| H04411SD | Sacramento | D&R Service Effected - Per Ser | Grubb, William Martin | Salesperson | 1563 CHERT DRIVE SAN MARCOS, CA 92078 | 9/25/2012 | 10/6/2012 | B&P 10131(d) | Desist & Refrain | |
| H04413SD | Sacramento | D&R Service - Unable to Effect | Ammouri, Mohamed H | Broker | 3125 KATHARINE DR ESCONDIDO, CA 92027 | 9/27/2012 | 10/15/2012 | B&P 10177(q), Civil Code 2944.7 | Desist & Refrain | |
| H04413SD | Sacramento | D&R Service - Unable to Effect | Walid Inc, | N/A | 11610 IBERIA PL STE 208 SAN DIEGO, CA 92128 | 9/27/2012 | 10/15/2012 | B&P 10177(q), Civil Code 2944.7 | Desist & Refrain | |
| H04417SD | Sacramento | D&R Service Effected - Acknowl | MJB Communications, | Corporation | 10/11/2012 | 10/17/2012 | Reg 2970, Civil Code 2944.7, Civil Code 2945.4, B&P 10085.6, B&P 10085 | Desist & Refrain | ||
| H04417SD | Sacramento | D&R Service Effected - Acknowl | Stroder, Jason Scott | Broker | 1362 GRAHAM PL ESCONDIDO, CA 92026 | 10/11/2012 | 10/17/2012 | Reg 2970, Civil Code 2944.7, B&P 10085.6, Civil Code 2945.4, B&P 10085 | Desist & Refrain | |
| H04875SAC | Sacramento | Reinstatement Denied | Casey, Michael Patrick | Salesperson | 3259 RANCHO SILVA DR SACRAMENTO, CA 95833 | 10/26/2007 | 10/10/2012 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H05613SAC | Sacramento | Summary Suspension | Walker, Kevin Vance | Broker | 9302 MIRANDY DR SACRAMENTO, CA 95826 | 5/24/2011 | 10/30/2012 | B&P 10177(k), B&P 10177(b) | Rap Accusation | |
| H05703SAC | Sacramento | Outright Revocation | Rego, Tina Marie | Salesperson | 8612 STAKES ROAD PATTERSON, CA 95363 | 10/31/2011 | 10/26/2012 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H05720SAC | Sacramento | Outright Revocation | Siavash, Thomas Soofi | Salesperson | 969 COURTYARDS LOOP LINCOLN, CA 95648 | 11/18/2011 | 10/3/2012 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H05774SAC | Sacramento | Other Order | Moring, Leslie Lee | Salesperson Officer | 3307 PARKS LANE CARMICHAEL, CA 95608 | 6/17/2014 | 10/24/2012 | B&P 10159.2, B&P 10177(d), B&P 10177(h) | Audit Accusation | |
| H05828SAC | Sacramento | Voluntary License Surrender | Morrison, Earl Warren | Broker | 878 RHEINFELDER ST PORTOLA, CA 96122 | 10/2/2012 | 10/22/2012 | Reg 2832.1, B&P 10148(a), Reg 2831.1, B&P 10177(d), B&P 10145, Reg 2773, B&P 10100.2, Reg 2831.2 | Audit Accusation | |
| H05836SAC | Sacramento | Outright Revocation | Quinteros, Steven Albert | Salesperson | 9621 WEBB ST APT 6 ELK GROVE, CA 95624 | 6/15/2012 | 10/2/2012 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H05839SAC | Sacramento | Outright Revocation | Gracia, Betty Micaela | Salesperson | 965 WILSON BLVD #211 EL DORADO HILLS, CA 95762 | 6/18/2012 | 10/1/2012 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H08800SF | Sacramento | Reinstatement Denied | Benton, Sedalia Amilliott | Broker | 4722 SHETLAND AVE OAKLAND, CA 94605 | 11/9/2004 | 10/10/2012 | Reg 2832.1, Reg 2835, B&P 10176(e), Reg 2831, Reg 2831.1, Reg 2832, B&P 10145, B&P 10177(d), Reg 2831.2 | Audit Accusation | |
| H09403SF | Sacramento | Removal of Restrictions Granted | De La Cerda, Eugenio | N/A | 809 AUZERIAIS AVE #324 SAN JOSE, CA 95126 | 10/6/2005 | 10/11/2012 | B&P 10177(b), B&P 480(a), B&P 10177(a), B&P 480(c) | Statement of Issues | |
| H09570SF | Sacramento | Suspension No Stay | Breyer, Dawn Marie | Salesperson | PO BOX 2088 GILROY, CA 95020 | 4/15/2006 | 10/8/2012 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H10228SF | Sacramento | Removal of Restrictions Granted | Lee, Francis Benjamin | Broker | PO BOX 6403 SAN RAFAEL, CA 94903 | 4/16/2008 | 10/12/2012 | B&P 10177(b), B&P 480(a) | Statement of Issues | |
| H10867SF | Sacramento | Suspension with Stay - Monetary Penalty | Del Rosario, Maria Victoria Ramos | Salesperson | 17146 VIA DEL REY SAN LORENZO, CA 94580 | 9/13/2012 | 10/3/2012 | B&P 10176(a), B&P 10176(c), B&P 10176(i), B&P 10177(j), B&P 10177(d), B&P 10176(b) | Transactional Accusation | |
| H11269SF | Sacramento | Outright Revocation | Lopez-Soleta, Miguel Angel | Salesperson | 487 ORMSBY LANE PETALUMA, CA 94954- | 12/19/2011 | 10/29/2012 | Reg 2970, Reg 2972, B&P 10146, B&P 10130, Reg 2831, Reg 2832, Reg 2831.1, Reg 2715, B&P 10177(d), B&P 10145, B&P 10085.5, Reg 2831.2, B&P 10085 | Audit Accusation | |
| H11269SF | Sacramento | Outright Revocation | Mortgage Modifiers Inc, | Corporation | 12/19/2011 | 10/29/2012 | Reg 2972, Reg 2970, B&P 10146, B&P 10130, Reg 2831, Reg 2832, Reg 2831.1, Reg 2715, B&P 10177(d), B&P 10145, B&P 10085.5, Reg 2831.2, B&P 10085 | Audit Accusation | ||
| H11295SF | Sacramento | Suspension with Stay - Monetary Penalty | Main Street Trust Real Estate, Investment Company Inc | N/A | 1370 TRANCAS ST #149 NAPA, CA 94558 | 9/26/2012 | 10/17/2012 | B&P 10177(g), Reg 2834, B&P 10231.2, B&P 10140.6, Reg 2831.1, B&P 10238(e), B&P 10145, B&P 10177(d) | Audit Accusation | |
| H11295SF | Sacramento | Suspension with Stay - Monetary Penalty | Rodriguez-Gamba, Dolores M | N/A | 19439 RIVERSIDE DRIVE SONOMA, CA 95476 | 9/26/2012 | 10/17/2012 | B&P 10159.5, Reg 2725, B&P 10177(d), B&P 10177(h) | Audit Accusation | |
| H11321SF | Sacramento | Outright Revocation | Alvarez, Ayanna Angel | Salesperson | 16000 MATEO ST #8 SAN LEANDRO, CA 94578 | 2/2/2012 | 10/12/2012 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H11387SF | Sacramento | Suspension No Stay | Chen, Paul | Broker | 135 SENTER ROAD SAN JOSE, CA 95111 | 9/14/2012 | 10/4/2012 | B&P 10177(h) | Audit Accusation | |
| H11387SF | Sacramento | Suspension[with stay] | Accolade Inc, | N/A | 9/14/2012 | 10/4/2012 | B&P 10177(e), B&P 10163, Reg 2831.1, Reg 2715, B&P 10177(d), Reg 2831.2 | Audit Accusation | ||
| H11404SF | Sacramento | Voluntary License Surrender | Gunka, George Horst | Broker | 3094 MCLEOD WAY CAMBRIA, CA 93428 | 10/3/2012 | 10/23/2012 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H11454SF | Sacramento | Outright Revocation | Franzen, Julia Parisi | Salesperson | 7939 TOCCHINI ST SEBASTOPOL, CA 95472 | 9/11/2012 | 10/16/2012 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H11461SF | Sacramento | D&R Service - Unable to Effect | Cupp, Ronald Vernon | N/A | 9/20/2012 | 10/30/2012 | Desist & Refrain | |||
| H11461SF | Sacramento | D&R Service - Unable to Effect | North Bay Trust Services, | N/A | 9/20/2012 | 10/30/2012 | Desist & Refrain | |||
| H32145LA | Los Angeles | Summary Suspension | Rico, Jose Antonio | N/A | 8600 CONTRERAS ST # 68 PARAMOUNT, CA 90723 | 8/24/2005 | 10/11/2012 | B&P 10159.2, Reg 2725, B&P 10177(h) | Transactional Accusation | |
| H33710LA | Los Angeles | Removal of Restrictions Denied | Tolosa, Jairo | N/A | 22211 W CELESTIAL LN SAUGUS, CA 91390 | 2/8/2007 | 10/1/2012 | B&P 10177(b), B&P 480(a), B&P 475(a)(2) | Statement of Issues | |
| H33741LA | Los Angeles | Reinstatement Denied | Siever, Daniel Bernard | Broker | 1356 VIA CORONEL PALOS VERDES ESTATES, CA 90274-1938 | 2/21/2007 | 10/17/2012 | B&P 10177(b), B&P 498, B&P 10177(a), B&P 490 | Rap Accusation | |
| H34053LA | Los Angeles | Removal of Restrictions Granted | Guerrero, Carlos Ernesto | Salesperson | 4657 YORK BLVD LOS ANGELES, CA 90041 | 6/14/2007 | 10/15/2012 | B&P 10177(b), B&P 480(a)(1), B&P 10177(a), B&P 475(a)(2), B&P 480(c) | Statement of Issues | |
| H34636LA | Los Angeles | Summary Suspension | Cara, Anthony P | Broker | 4/13/2009 | 10/22/2012 | B&P 10177(g), B&P 10176(a), B&P 10176(g), B&P 10176(e), Reg 2832(a), Reg 2831, Reg 2840, B&P 10236.4, B&P 10159.5, Reg 2831.1, B&P 10145, Reg 2731, B&P 10177(d), B&P 10177(h), B&P 10240 | Audit Accusation | ||
| H35391LA | Los Angeles | Removal of Restrictions Granted | Lumpkin, Anthony Terrence | Salesperson | 12/5/2008 | 10/16/2012 | B&P 10177(b), B&P 10177(a) | Statement of Issues | ||
| H35511LA | Los Angeles | Removal of Restrictions Granted | Shoibi, Adeleh Z | Salesperson | P O BOX 2532 HOLLYWOOD, CA 90078-2532 | 12/8/2008 | 10/15/2012 | B&P 475(a)(1), B&P 10177(b), B&P 10177(a), B&P 480(c), B&P 490 | Statement of Issues | |
| H35567LA | Los Angeles | Reinstatement Granted | Kamar, Taleen K | Broker | 4460 ALTA CANYADA RD LA CANADA FLINTRIDGE, CA 91011 | 12/30/2008 | 10/18/2012 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H35730LA | Los Angeles | Outright Revocation | Aboabdo, Mohammad | Broker Officer | 25921 NELLIE GAIL RD LAGUNA HILLS, CA 92653 | 2/25/2009 | 10/3/2012 | B&P 10177(g), B&P 10176(g), B&P 10241, Reg 2832.1, B&P 10148, B&P 10176(e), B&P 10236.4, Reg 2831, Reg 2840, Reg 2950(d), Reg 2951, B&P 10159.2, Reg 2831.1, Reg 2832, Reg 2725, B&P 10177(h), B&P 10145, Reg 2950(g), Reg 2950(h), B&P 10177(d), Reg 2840.1, B&P 10240 | Transactional Accusation | |
| H35730LA | Los Angeles | Outright Revocation | Gigante Mortgage Inc, | Corporation | 2/25/2009 | 10/3/2012 | B&P 10176(g), B&P 10241, Reg 2832.1, Reg 2970, B&P 10177(g), Reg 2972, B&P 10148, B&P 10176(e), B&P 10236.4, Reg 2831, Reg 2832(a), Reg 2840, Reg 2950(d), Reg 2831.1, B&P 10145, Reg 2950(g), Reg 2950(h), B&P 10177(d), Reg 2840.1, B&P 10240 | Transactional Accusation | ||
| H35730LA | Los Angeles | Outright Revocation | Gigante Realty, | Corporation | 2/25/2009 | 10/3/2012 | Reg 2970, Reg 2972, B&P 10177(g), B&P 10177(d), B&P 10085 | Transactional Accusation | ||
| H35730LA | Los Angeles | Outright Revocation | Reyn, Rasha | Salesperson | 8050 WOODLAND DR BUENA PARK, CA 90620 | 2/25/2009 | 10/3/2012 | Reg 2970, Reg 2972, B&P 10177(g), B&P 10146, B&P 10177(d), B&P 10085 | Transactional Accusation | |
| H36604LA | Los Angeles | Outright Revocation | Ransome, La'Juana | Salesperson | P O BOX 3631 FONTANA, CA 92334 | 4/22/2010 | 10/18/2012 | B&P 10177(b), Reg 2910, B&P 10177(a), B&P 480(c), B&P 490 | Rap Accusation | |
| H37109LA | Los Angeles | Summary Suspension | Schaefer, Cyndee L | Salesperson | 2905 E TAHQUITZ CANYON WAY PALM SPRINGS, CA 92262 | 7/8/2011 | 10/24/2012 | B&P 10177(k) | Rap Accusation | |
| H37260LA | Los Angeles | Revocation with Restricted License | Davis, Catherine Christine | N/A | P O BOX 31 TEMPLETON, CA 93465 | 9/17/2012 | 10/8/2012 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H37426LA | Los Angeles | Outright Revocation | Wizard Financial Inc, | Corporation | 8/5/2011 | 10/30/2012 | B&P 10177(g), Reg 2846.5, B&P 10232.25, Reg 2832, Reg 2831.1, Reg 2846.8, B&P 10145, B&P 10177(d), Reg 2831.2, B&P 10232.2(c), Reg 2846.7, B&P 10232.2(a) | Audit Accusation | ||
| H37524LA | Los Angeles | Public Reprovals | Cruickshank, David Arthur | Salesperson | 9/21/2012 | 10/11/2012 | B&P 10130, B&P 10177(d) | Transactional Accusation | ||
| H37540LA | Los Angeles | Suspension[with stay] | Barton, Jeff | Broker Officer | 6837 DUME DR MALIBU, CA 90265-4224 | 9/18/2012 | 10/8/2012 | B&P 10176(a), Reg 2970, B&P 10146, B&P 10159.2, B&P 10137, B&P 10177(h), B&P 10085 | Transactional Accusation | |
| H37540LA | Los Angeles | Voluntary License Surrender | Jones, Jerry Allen | Salesperson | 9/18/2012 | 10/8/2012 | B&P 10177(g), B&P 10130, B&P 10177(d) | Transactional Accusation | ||
| H37563LA | Los Angeles | D&R Service - Unable to Effect | Vit, Stephanie | N/A | 10/3/2011 | 10/8/2012 | B&P 10130 | Desist & Refrain | ||
| H37565LA | Los Angeles | Summary Suspension | Jenkins, Rita Gayle | Salesperson Officer | 36433 WINTER CHERRY RD WINCHESTER, CA 92596 | 10/3/2011 | 10/15/2012 | B&P 10177(g), B&P 10145(a), B&P 10176(a), B&P 10159.5, B&P 10176(e), Reg 2831, Reg 2840, B&P 10176(i), Reg 2742, B&P 10159.2, Reg 2832, B&P 10177(d), B&P 10177(h), Reg 2731, Reg 2831.2, B&P 10240 | Transactional Accusation | |
| H37604LA | Los Angeles | Outright Revocation | Universal Consulting Services, Inc, | N/A | 10/5/2012 | 10/29/2012 | Reg 2832.1, B&P 10176(a), Reg 2970, Reg 2972, B&P 10177(g), B&P 10146, B&P 10177(f), B&P 10176(e), Reg 2832(a), Reg 2831, Reg 2831.1, B&P 10145, B&P 10177(d), Reg 2831.2, B&P 10085.6, Reg 2742(c), Reg 2834(b), B&P 10085 | Audit Accusation | ||
| H37604LA | Los Angeles | Voluntary License Surrender | Richardson, Callix Cadmead | Broker Officer | 5737 KANAN RD #222 AGOURA HILLS, CA 91301 | 10/5/2012 | 10/25/2012 | Audit Accusation | ||
| H37624LA | Los Angeles | Revocation with Restricted License | Ngo, Tom Quang | Broker | 15781 EXETER ST WESTMINSTER, CA 92683 | 9/17/2012 | 10/8/2012 | B&P 10177(f) | Transactional Accusation | |
| H37651LA | Los Angeles | Voluntary License Surrender | Hidalgo, Aida Basilia | Salesperson | 740 WOODGATE ST LANCASTER, CA 93534 | 9/11/2012 | 10/1/2012 | Transactional Accusation | ||
| H37685LA | Los Angeles | Suspension[with stay] | Panamerican Mortgage, | Corporation | 2102 BUSINESS CENTER DRIVE STE 130 IRVINE, CA 92612 | 10/2/2012 | 10/22/2012 | B&P 10145(a), Reg 2832.1, Reg 2970, Reg 2972, B&P 10177(g), B&P 10146, B&P 10148, Reg 2835, Reg 2831, B&P 10176(e), Reg 2832, Reg 2831.1, B&P 10236.4(b), B&P 10145, B&P 10177(d), Reg 2831.2, B&P 10240, B&P 10085 | Audit Accusation | |
| H37685LA | Los Angeles | Suspension[with stay] | Tabatabai, Kevin | Broker Officer | 2102 BUSINESS CENTER DRIVE SUITE 130 IRVINE, CA 92612 | 10/2/2012 | 10/22/2012 | B&P 10145(a), Reg 2832.1, Reg 2970, Reg 2972, B&P 10177(g), B&P 10148, B&P 10146, Reg 2835, B&P 10176(e), Reg 2831, Reg 2832, Reg 2831.1, B&P 10159.2, B&P 10236.4(b), B&P 10177(h), B&P 10145, Reg 2725, B&P 10177(d), Reg 2831.2, B&P 10240, B&P 10085 | Audit Accusation | |
| H37700LA | Los Angeles | Voluntary License Surrender | Downey On-Line Brokers Incorporated, | Corporation | 6535 S EASTERN AVE BELL GARDENS, CA 902010000 | 9/12/2012 | 10/2/2012 | Audit Accusation | ||
| H37700LA | Los Angeles | Voluntary License Surrender | Limon, Filiberto | Broker Officer | 6080 WILSON AVE SOUTH GATE, CA 90280 | 9/12/2012 | 10/2/2012 | Audit Accusation | ||
| H37769LA | Los Angeles | Revocation with Restricted License | Lewallen, Robert Andrew | Broker | 154 DON MIGUEL CIRCLE PALM DESERT, CA 92260 | 9/11/2012 | 10/1/2012 | B&P 10177(b), B&P 490 | Rap Accusation | |
| H37776LA | Los Angeles | Summary Suspension | Romero, David Patrick | Broker | 23811 ALISO CREEK ROAD SUITE 168 LAGUNA NIGUEL, CA 92677 | 10/5/2012 | 10/30/2012 | B&P 10159.2, B&P 10177(h) | Audit Accusation | |
| H37803LA | Los Angeles | Voluntary License Surrender | Jaime, Joseph Anthony | Salesperson | PO BOX 5491 LONG BEACH, CA 90805 | 9/12/2012 | 10/2/2012 | Rap Accusation | ||
| H37846LA | Los Angeles | Outright Revocation | Delaney, Michael | N/A | 10494 MESA MADERA DRIVE SAN DIEGO, CA 92131 | 2/9/2012 | 10/23/2012 | B&P 10166.051(b) | MLO Accusation | |
| H37854LA | Los Angeles | Outright Revocation | 1st Investments Inc, | Corporation | 12/18/2012 | 10/29/2012 | Reg 2832.1, Reg 2970, Reg 2972, Reg 2834, Reg 2835, B&P 10146, B&P 10148, Reg 2832(a), Reg 2831, B&P 10176(e), B&P 10130, B&P 10176(i), B&P 10162, Reg 2715, Reg 2831.1, B&P 10145, B&P 10137, B&P 10177(d), Reg 2831.2, B&P 10085 | Audit Accusation | ||
| H37855LA | Los Angeles | Outright Denial of Application | Klesic, Paul Matthew | N/A | 13953 PANAY WAY #313 MARINA DEL REY, CA 90292 | 2/9/2012 | 10/25/2012 | B&P 10177(b) | Statement of Issues | |
| H37857LA | Los Angeles | Outright Denial of Application | Batala, Evva Lorene | Salesperson | 13621 CERISE AVENUE STE 7 HAWTHORNE, CA 90250 | 2/10/2012 | 10/18/2012 | B&P 10177(b) | Statement of Issues | |
| H37860LA | Los Angeles | Denial with Restricted License by Stipulation | Brown, Tony Maurice | N/A | P O BOX 83421 LOS ANGELES, CA 90083 | 10/26/2012 | 10/23/2012 | B&P 10177(b), B&P 10177(a) | Statement of Issues | |
| H37869LA | Los Angeles | Revocation with Restricted License | Orsua, Karen | Broker | HINKENS GROUP 1101 EAST OCEAN AVENUE LOMPOC, CA 93436 | 9/18/2012 | 10/8/2012 | Reg 2832.1, B&P 10177(g), B&P 10232(e), Reg 2831, Reg 2840, B&P 10231.1, B&P 10176(i), Reg 2831.1, B&P 10236.4(b), B&P 10159.2, B&P 10145, B&P 10177(d), B&P 10177(h), Reg 2831.2, B&P 10238(a,b), B&P 10240(a) | Audit Accusation | |
| H37869LA | Los Angeles | Voluntary License Surrender | Orsua Inc, | Corporation | 116 E COLLEGE AVE STE A LOMPOC, CA 93436 | 9/18/2012 | 10/8/2012 | Reg 2832.1, B&P 10177(g), B&P 10232(e), Reg 2831, Reg 2840, B&P 10231.1, B&P 10176(i), Reg 2831.1, B&P 10236.4(b), B&P 10159.2, B&P 10145, Reg 2725, B&P 10177(d), Reg 2831.2, B&P 10238(a,b), B&P 10240(a) | Audit Accusation | |
| H37902LA | Los Angeles | Outright Denial of Application | Torres, Marco | N/A | 2/22/2012 | 10/4/2012 | B&P 10177(b) | Statement of Issues | ||
| H37917LA | Los Angeles | Revocation with Restricted License | Mitchell, Jason Lawrence | Broker | 511 VIA PRESA SAN CLEMENTE, CA 92672 | 9/11/2012 | 10/1/2012 | B&P 10176(b), B&P 490 | Rap Accusation | |
| H37920LA | Los Angeles | Suspension[with stay] | Hilt, Jason Jerome | N/A | 1245 17TH ST HERMOSA BEACH, CA 90254 | 9/14/2012 | 10/4/2012 | B&P 10177(g), B&P 10137, B&P 10085 | Transactional Accusation | |
| H37981LA | Los Angeles | Outright Denial of Application | Fallon, Vanessa Marie | N/A | 3/16/2012 | 10/1/2012 | B&P 10177(b) | Statement of Issues | ||
| H38023LA | Los Angeles | Outright Denial of Application | Akavan, Karman | Salesperson | 89 OXFORD IRVINE, CA 92612 | 4/5/2012 | 10/15/2012 | B&P 10177(b), B&P 480(a), B&P 10177(a), B&P 480(c) | Statement of Issues | |
| H38028LA | Los Angeles | Outright Revocation | Menjivar, Jose Angel | Salesperson | 7441 BENARES ST DOWNEY, CA 90241 | 4/6/2012 | 10/22/2012 | B&P 10177(g), B&P 10176(a), B&P 10130, B&P 10176(i), B&P 10177(d), B&P 10176(b) | Transactional Accusation | |
| H38028LA | Los Angeles | Outright Revocation | Ortiz, Angel | N/A | 4/6/2012 | 10/22/2012 | B&P 10177(g), B&P 10176(a), B&P 10130, B&P 10176(i), B&P 10177(d), B&P 10176(b) | Transactional Accusation | ||
| H38044LA | Los Angeles | Denial with Restricted License by Order Hearing | Adkins, Arlene Annette | N/A | 28 FOXGLOVE WAY IRVINE, CA 92612 | 4/12/2012 | 10/10/2012 | B&P 10177(f), B&P 10177(b), B&P 480(a), B&P 475(a)(2) | Statement of Issues | |
| H38068LA | Los Angeles | Outright Denial of Application | Brent, Michael L | N/A | 4/19/2012 | 10/22/2012 | B&P 10177(b), B&P 10177(a) | Statement of Issues | ||
| H38076LA | Los Angeles | Outr Denial App MLO Lic Endors | Tai, Eric L | Broker Officer | 3048 S HACIENDA BLVD HACIENDA HEIGHTS, CA 91745 | 4/23/2012 | 10/24/2012 | B&P 10166.051(b) | Statement of Issues | |
| H38184LA | Los Angeles | Outright Denial of Application | Open Heaven Inc, | N/A | 6/1/2012 | 10/18/2012 | B&P 10177(f) | Statement of Issues | ||
| H38195LA | Los Angeles | Revocation with Restricted License | Crandell, Tyson Lee | Salesperson | 12347 TUSCOLA STREET MORENO VALLEY, CA 92557 | 9/21/2012 | 10/11/2012 | B&P 10177(b) | Rap Accusation | |
| H38214LA | Los Angeles | Outright Revocation | Diaz, Ruben A | Broker Officer | P O BOX 93457 CITY OF INDUSTRY, CA 91745 | 6/22/2012 | 10/22/2012 | Reg 2970, B&P 10130, B&P 10159.5, Reg 2725, Reg 2731, B&P 10085 | Transactional Accusation | |
| H38214LA | Los Angeles | Outright Revocation | Opciones Mortgage, | Corporation | 6/22/2012 | 10/22/2012 | Reg 2742 | Transactional Accusation | ||
| H38214LA | Los Angeles | Outright Revocation | Remax Empire Inc, | Corporation | 2444 W BEVERLY BLVD MONTEBELLO, CA 90640 | 6/22/2012 | 10/22/2012 | Reg 2742 | Transactional Accusation | |
| H38219LA | Los Angeles | Outright Revocation | Huh, Jong Hwan | Salesperson | 4536 CARMELYNN ST TORRANCE, CA 90503 | 6/25/2012 | 10/29/2012 | B&P 10176(a), B&P 10177(g), B&P 10176(i), B&P 10137 | Transactional Accusation | |
| H38313LA | Los Angeles | Outright Revocation | Pines, Michael Theodore | Broker Officer | 732 N COAST HWY 101 STE A ENCINITAS, CA 92024 | 7/31/2012 | 10/1/2012 | B&P 10177(f) | Rap Accusation | |
| H38415LA | Los Angeles | D&R Service Effected - Per Ser | Real Property Management Goldcoast, | N/A | 9/14/2012 | 10/18/2012 | B&P 10130 | Desist & Refrain | ||
| H38416LA | Los Angeles | D&R Service - Unable to Effect | Brandt, Michael | N/A | 9/14/2012 | 10/4/2012 | B&P 10130 | Desist & Refrain | ||
| H38416LA | Los Angeles | D&R Service - Unable to Effect | Family Group Financial, | N/A | 9/14/2012 | 10/4/2012 | B&P 10130 | Desist & Refrain | ||
| H38416LA | Los Angeles | D&R Service - Unable to Effect | Family Group Financial 92677, | N/A | 9/14/2012 | 10/4/2012 | B&P 10130 | Desist & Refrain | ||
| H38416LA | Los Angeles | D&R Service - Unable to Effect | Family Group Inc., | N/A | 9/14/2012 | 10/4/2012 | B&P 10130 | Desist & Refrain | ||
| H38416LA | Los Angeles | D&R Service - Unable to Effect | Saugha Llc, | N/A | 9/14/2012 | 10/4/2012 | B&P 10130 | Desist & Refrain | ||
| H38418LA | Los Angeles | D&R Service Effected - Acknowl | Ramos, Manuel | N/A | 9/13/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38421LA | Los Angeles | Voluntary License Surrender | Wilson, Carole Norris | Salesperson | 21551 BURBANK BLVD #91 WOODLAND HILLS, CA 91367-6614 | 9/14/2012 | 10/4/2012 | Other | ||
| H38431LA | Los Angeles | D&R Service Effected - Acknowl | Sinai Mortgage Corporation, | Corporation | 9840 WISH AVE NORTHRIDGE, CA 91325 | 9/24/2012 | 10/2/2012 | B&P 10177(f), Reg 2742, B&P 10177(d) | Desist & Refrain | |
| H38441LA | Los Angeles | D&R Service - Unable to Effect | Paterson, Ronald James | N/A | 9/25/2012 | 10/5/2012 | B&P 10130 | Desist & Refrain | ||
| H38441LA | Los Angeles | D&R Service - Unable to Effect | Podium Direct, Llc, | N/A | 9/25/2012 | 10/9/2012 | B&P 10130 | Desist & Refrain | ||
| H38442LA | Los Angeles | D&R Service - Unable to Effect | Elachker, Mahmoud S. | N/A | 9/27/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38442LA | Los Angeles | D&R Service - Unable to Effect | Elachker, Michael | N/A | 9/27/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38442LA | Los Angeles | D&R Service - Unable to Effect | Kahn, Joe | N/A | 9/27/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38442LA | Los Angeles | D&R Service - Unable to Effect | R&E Document Processing Corp., | N/A | 9/27/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38442LA | Los Angeles | D&R Service - Unable to Effect | Solum, Matthew James | N/A | 14290 HILLSBOROUGH DR VICTORVILLE, CA 92392- | 9/27/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | |
| H38442LA | Los Angeles | D&R Service - Unable to Effect | Solutions Now Loan Modifications Inc, | Corporation | 9/27/2012 | 10/12/2012 | B&P 10085.5, B&P 10085.6 | Desist & Refrain | ||
| H38442LA | Los Angeles | D&R Service - Unable to Effect | Zavala, Efrain | N/A | 9/27/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38443LA | Los Angeles | D&R Service - Unable to Effect | Collins, Kristiana Nicole | Broker Officer | 9/27/2012 | 10/1/2012 | Reg 2970, B&P 10137, B&P 10085.5, B&P 10085.6, B&P 10085 | Desist & Refrain | ||
| H38443LA | Los Angeles | D&R Service - Unable to Effect | Magnus Financial Co., | N/A | 9/27/2012 | 10/1/2012 | Reg 2970, B&P 10137, B&P 10085.5, B&P 10085.6, B&P 10085 | Desist & Refrain | ||
| H38443LA | Los Angeles | D&R Service - Unable to Effect | Magnus Financial Corp, | Corporation | 9/27/2012 | 10/1/2012 | Reg 2970, B&P 10137, B&P 10085.5, B&P 10085.6, B&P 10085 | Desist & Refrain | ||
| H38443LA | Los Angeles | D&R Service - Unable to Effect | Medina, David | N/A | 9/27/2012 | 10/1/2012 | B&P 10130 | Desist & Refrain | ||
| H38443LA | Los Angeles | D&R Service - Unable to Effect | New Horizon Credit, | N/A | 9/27/2012 | 10/1/2012 | B&P 10130 | Desist & Refrain | ||
| H38443LA | Los Angeles | D&R Service - Unable to Effect | New Horizon Financial Services, | N/A | 9/27/2012 | 10/1/2012 | B&P 10130 | Desist & Refrain | ||
| H38443LA | Los Angeles | D&R Service - Unable to Effect | Sison, Anthony | N/A | 9/27/2012 | 10/1/2012 | B&P 10130 | Desist & Refrain | ||
| H38443LA | Los Angeles | D&R Service Effected - Acknowl | Deburgo, Elizabeth Venulda | N/A | 9/27/2012 | 10/16/2012 | B&P 10130 | Desist & Refrain | ||
| H38443LA | Los Angeles | D&R Service Effected - Acknowl | Jeffords, Philford Floyd | N/A | 9/27/2012 | 10/16/2012 | B&P 10130 | Desist & Refrain | ||
| H38448LA | Los Angeles | D&R Service Effected - Per Ser | Tucker, Laura | N/A | 9/28/2012 | 10/1/2012 | B&P 10167.2, B&P 10167.11(b) | Desist & Refrain | ||
| H38453LA | Los Angeles | D&R Service - Unable to Effect | Barnhart III, Roy D. | N/A | 10/3/2012 | 10/9/2012 | B&P 10130 | Desist & Refrain | ||
| H38453LA | Los Angeles | D&R Service - Unable to Effect | Barnhart, Beau | N/A | 10/3/2012 | 10/9/2012 | B&P 10130 | Desist & Refrain | ||
| H38453LA | Los Angeles | D&R Service - Unable to Effect | Pacios, Brian | N/A | 10/3/2012 | 10/9/2012 | B&P 10130 | Desist & Refrain | ||
| H38453LA | Los Angeles | D&R Service Effected - Per Ser | Barnhart, Loni Marie | Broker Officer | 1723 ORVIS DRIVE STOCKTON, CA 95209 | 10/3/2012 | 10/9/2012 | Reg 2970, B&P 10085.5, B&P 10085.6, B&P 10085 | Desist & Refrain | |
| H38453LA | Los Angeles | D&R Service Effected - Per Ser | NRG, | N/A | 10/3/2012 | 10/9/2012 | B&P 10130 | Desist & Refrain | ||
| H38453LA | Los Angeles | D&R Service Effected - Per Ser | National Legal Network, | N/A | 10/3/2012 | 10/9/2012 | B&P 10130 | Desist & Refrain | ||
| H38453LA | Los Angeles | D&R Service Effected - Per Ser | National Relief Group Inc., | N/A | 10/3/2012 | 10/9/2012 | B&P 10130 | Desist & Refrain | ||
| H38453LA | Los Angeles | D&R Service Effected - Per Ser | National Relief Group, | N/A | 10/3/2012 | 10/9/2012 | B&P 10130 | Desist & Refrain | ||
| H38453LA | Los Angeles | D&R Service Effected - Per Ser | Sbp Financial Group, | N/A | 10/3/2012 | 10/9/2012 | B&P 10130 | Desist & Refrain | ||
| H38453LA | Los Angeles | D&R Service Effected - Per Ser | The Reliant Network, | N/A | 10/3/2012 | 10/9/2012 | B&P 10130 | Desist & Refrain | ||
| H38453LA | Los Angeles | D&R Service Effected - Per Ser | USLMP, Inc, | N/A | 10/3/2012 | 10/9/2012 | Reg 2970, B&P 10085.5, B&P 10085.6, B&P 10085 | Desist & Refrain | ||
| H38455LA | Los Angeles | D&R Service - Unable to Effect | American Forensic Loan Auditors, | N/A | 10/5/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38455LA | Los Angeles | D&R Service - Unable to Effect | Anderson, Michael | N/A | 10/5/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38455LA | Los Angeles | D&R Service - Unable to Effect | Compliance Audit Group, | N/A | 10/5/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38455LA | Los Angeles | D&R Service - Unable to Effect | Consumer Advocates Group, | N/A | 10/5/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38455LA | Los Angeles | D&R Service - Unable to Effect | Fidelity Financial Group, | N/A | 10/5/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38455LA | Los Angeles | D&R Service - Unable to Effect | Goodman, Todd | N/A | 10/5/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38455LA | Los Angeles | D&R Service - Unable to Effect | Harris, Ryan | N/A | 10/5/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38455LA | Los Angeles | D&R Service - Unable to Effect | Hellewell, Benjamin | N/A | 10/5/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38455LA | Los Angeles | D&R Service - Unable to Effect | Mitchell, Brian | N/A | 10/5/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38455LA | Los Angeles | D&R Service - Unable to Effect | Paramount Asset Management Corporation, | N/A | 10/5/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38455LA | Los Angeles | D&R Service - Unable to Effect | Perez, Antonio | N/A | 10/5/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38455LA | Los Angeles | D&R Service - Unable to Effect | Perez, Ronald | N/A | 10/5/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38455LA | Los Angeles | D&R Service - Unable to Effect | Price, Michael | N/A | 10/5/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38455LA | Los Angeles | D&R Service - Unable to Effect | Secure Audit Group, | N/A | 10/5/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38455LA | Los Angeles | D&R Service - Unable to Effect | Secure Financial Group, | N/A | 10/5/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38455LA | Los Angeles | D&R Service - Unable to Effect | Zimmerman, Ryan | N/A | 10/5/2012 | 10/12/2012 | B&P 10130 | Desist & Refrain | ||
| H38455LA | Los Angeles | D&R Service Effected - Per Ser | Consumer Advocates Group Experts, Llc, | N/A | 10/5/2012 | 10/11/2012 | B&P 10130 | Desist & Refrain | ||
| H38456LA | Los Angeles | D&R Service Effected - Per Ser | Loan Modification Group, | N/A | 10/5/2012 | 10/22/2012 | B&P 10130 | Desist & Refrain | ||
| H38456LA | Los Angeles | D&R Service Effected - Per Ser | On Time Financial Center, | N/A | 10/5/2012 | 10/22/2012 | B&P 10130 | Desist & Refrain | ||
| H38456LA | Los Angeles | D&R Service Effected - Per Ser | Santillan, Flor | N/A | 10/5/2012 | 10/22/2012 | B&P 10130 | Desist & Refrain | ||
| H38457LA | Los Angeles | D&R Service - Unable to Effect | Romero, Sylvia Grabiela S. | N/A | 10/8/2012 | 10/16/2012 | B&P 10130 | Desist & Refrain | ||
| H38457LA | Los Angeles | D&R Service Effected - Per Ser | Mutuc, Maria Lourdes | N/A | 10/8/2012 | 10/16/2012 | B&P 10130 | Desist & Refrain | ||
| H38457LA | Los Angeles | D&R Service Effected - Per Ser | S.M.Y. Legal Services, | N/A | 10/8/2012 | 10/16/2012 | B&P 10130 | Desist & Refrain | ||
| H38457LA | Los Angeles | D&R Service Effected - Per Ser | S.M.Y. Paralegal Services, | N/A | 10/8/2012 | 10/16/2012 | B&P 10130 | Desist & Refrain | ||
| H38458LA | Los Angeles | D&R Service Effected - Acknowl | Ramos, Manuel | N/A | 10/8/2012 | 10/16/2012 | B&P 10130 | Desist & Refrain | ||
| H38458LA | Los Angeles | D&R Service Effected - Acknowl | Ramos, Martha Liliana | N/A | 10/8/2012 | 10/16/2012 | B&P 10130 | Desist & Refrain | ||
| H38459LA | Los Angeles | D&R Service - Unable to Effect | Flores, Octavio | N/A | 10/8/2012 | 10/16/2012 | B&P 10130 | Desist & Refrain | ||
| H38459LA | Los Angeles | D&R Service - Unable to Effect | Haschke, Tony | N/A | 10/8/2012 | 10/16/2012 | B&P 10130 | Desist & Refrain | ||
| H38459LA | Los Angeles | D&R Service - Unable to Effect | Mulligan, Phillip Isaac | N/A | 10/8/2012 | 10/16/2012 | B&P 10130 | Desist & Refrain | ||
| H38459LA | Los Angeles | D&R Service - Unable to Effect | Tc Processing Inc., | N/A | 10/8/2012 | 10/16/2012 | B&P 10130 | Desist & Refrain | ||
| H38459LA | Los Angeles | D&R Service - Unable to Effect | Tcp Inc., | N/A | 10/8/2012 | 10/16/2012 | B&P 10130 | Desist & Refrain | ||
| H38460LA | Los Angeles | D&R Service - Unable to Effect | Adwar, Omar | N/A | 10/9/2012 | 10/16/2012 | B&P 10146, B&P 10130, B&P 10085.5, B&P 10085.6 | Desist & Refrain | ||
| H38460LA | Los Angeles | D&R Service - Unable to Effect | Martin, Deanna | N/A | 10/9/2012 | 10/16/2012 | B&P 10146, B&P 10130, B&P 10085.5, B&P 10085.6 | Desist & Refrain | ||
| H38460LA | Los Angeles | D&R Service - Unable to Effect | Patriot Financial Servicing Group Inc, | Corporation | 10/9/2012 | 10/16/2012 | B&P 10146, B&P 10085.5, B&P 10085.6 | Desist & Refrain | ||
| H38460LA | Los Angeles | D&R Service - Unable to Effect | Phipps, Clinton W | Salesperson | 3972 BARRANCA STE J151 IRVINE, CA 92606 | 10/9/2012 | 10/16/2012 | B&P 10146, B&P 10085.5, B&P 10085.6 | Desist & Refrain | |
| H38460LA | Los Angeles | D&R Service - Unable to Effect | Southall, Zach Christopher | Broker Officer | 10/9/2012 | 10/19/2012 | B&P 10146, B&P 10085.5, B&P 10085.6 | Desist & Refrain | ||
| H38460LA | Los Angeles | D&R Service - Unable to Effect | US Loan Assistance Corp., | N/A | 10/9/2012 | 10/16/2012 | B&P 10130 | Desist & Refrain | ||
| H38462LA | Los Angeles | D&R Service - Unable to Effect | Orantes, Martha R. | N/A | 10/9/2012 | 10/23/2012 | B&P 10130 | Desist & Refrain | ||
| H38462LA | Los Angeles | D&R Service - Unable to Effect | Yong, Juan Carlos | N/A | 10/9/2012 | 10/23/2012 | B&P 10130 | Desist & Refrain | ||
| H38462LA | Los Angeles | D&R Service Effected - Per Ser | Yong, Alex Jonathan | N/A | 10/9/2012 | 10/18/2012 | B&P 10130 | Desist & Refrain | ||
| H38479LA | Los Angeles | D&R Service Effected - Per Ser | Emery, Jeffery Randall | N/A | 805 RAINBOW DR GLENDORA, CA 91741 | 10/16/2012 | 10/24/2012 | B&P 10130 | Desist & Refrain | |
| H38494LA | Los Angeles | D&R Service - Unable to Effect | Dependable Investments & Options Inc, | Corporation | 10/24/2012 | 10/30/2012 | B&P 10130, B&P 10131(d), B&P 10131.2 | Desist & Refrain | ||
| H38494LA | Los Angeles | D&R Service - Unable to Effect | Solis, Jose Nelson | Salesperson | P O BOX 16015 NORTH HOLLYWOOD, CA 916060000 | 10/24/2012 | 10/30/2012 | B&P 10130, B&P 10131(d), B&P 10131.2 | Desist & Refrain | |
| H38522LA | Los Angeles | Denial with Restricted License by Stipulation | Franco, John Charles | N/A | 16691 MAJESTIC PRINCE WAY MORENO VALLEY, CA 92551 | 11/5/2012 | 10/25/2012 | B&P 10177(f), B&P 10177(b) | Other | |
| H38613LA | Los Angeles | Denial with Restricted License by Stipulation | Greer, Stephen Craig | N/A | 12/17/2012 | 10/28/2012 | Other |
